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MICHAEL NEMETH
A MICHAE NEMETH, A MICHAEL NEMETH, ALLEN MICHAEL NEMETH MR., ALLEN MICHAEL NEMETH
CRD#: 1364738
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 109 NORTH AVENUE
WESTFIELD, NJ 07090
Registration History
1985199019952000200520102015202020252 FIRMS2005 - Present (19 years)BMORGAN STANLEY DW INC. (CRD# 7556)1986 - 2005 (19 years)BPHILIPS, APPEL & WALDEN, INC. (CRD# 659)1985 - 1986 (<1 year)BGREENTREE SECURITIES CORP. (CRD# 7372)1985 - 1985 (<1 year)IAMORGAN STANLEY (CRD# 7556)2002 - 2005 (3 years)
License(s)

State Registrations

B
Arizona 4/26/2017

B
New Mexico 2/5/2018

B
Arkansas 11/4/2005

B
New York 11/4/2005

B
Connecticut 11/4/2005

B
North Carolina 11/4/2005

B
Delaware 6/19/2006

B
Ohio 4/20/2009

B
Florida 11/4/2005

B
Oregon 10/29/2024

IA
Florida 5/17/2023

B
Pennsylvania 11/4/2005

B
Georgia 1/23/2006

B
Puerto Rico 8/2/2019

B
Maryland 10/25/2012

B
South Carolina 4/15/2020

B
Massachusetts 11/14/2005

B
Texas 2/7/2017

B
New Hampshire 6/18/2024

IA
Texas 2/22/2017

B
New Jersey 11/4/2005

B
Virginia 11/4/2005

IA
New Jersey 11/4/2005

B
Washington 11/4/2005

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
109 NORTH AVENUE, WESTFIELD, NJ 07090
Westfield, NJ
Registered with this firm since 11/4/2005

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
109 NORTH AVENUE, WESTFIELD, NJ 07090
Westfield, NJ
Registered with this firm since 11/4/2005

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/15/2002 - 11/08/2005 MORGAN STANLEY (CRD#:7556) WESTFIELD, NJ
B
04/03/1986 - 11/08/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
08/05/1985 - 04/10/1986 PHILIPS, APPEL & WALDEN, INC. (CRD#:659)
B
06/18/1985 - 08/29/1985 GREENTREE SECURITIES CORP. (CRD#:7372)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.