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Registration History
1985199019952000200520102015202020252 FIRMS1991 - 1999 (8 years)IALPL FINANCIAL LLC (CRD# 6413)2010 - Present (14 years)BLPL FINANCIAL LLC (CRD# 6413)1999 - Present (25 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1985 - 1990 (5 years)
Disclosure(s)
View By:
12/28/1999
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 9/20/1999

B
Minnesota 10/17/2003

B
California 3/13/2017

B
Nevada 8/15/2019

B
Florida 1/15/2014

B
Tennessee 1/4/2024

IA
Florida 9/7/2016

IA
Texas 2/10/2015

B
Illinois 9/20/1999

B
Texas 5/23/2024

B
Michigan 9/20/1999

B
Virginia 8/20/2002

IA
Michigan 8/3/2010

B
Washington 10/15/2007

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
POMPANO BEACH, FL
Registered with this firm since 8/3/2010

B
LPL FINANCIAL LLC (CRD#:6413)
POMPANO BEACH, FL
Registered with this firm since 9/20/1999

Previous Registration(s)
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B
06/25/1991 - 09/21/1999 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
06/25/1991 - 09/21/1999 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
06/18/1985 - 10/19/1990 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.