Individual Firm
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NORMAN DAVID DAYAN
CRD#: 1363559
IA
B
STONEX ADVISORS INC.CRD#: 174182 St. Petersburg, FL
STONEX SECURITIES INC.CRD#: 18456 ST. PETERSBURG, FL
0
Disclosures
39
Years of Experience
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State Registrations
B
Alabama 11/18/2016
B
Michigan 12/12/2011
B
California 12/13/2011
B
New York 12/12/2011
B
Colorado 12/12/2011
B
North Carolina 12/20/2011
B
Florida 12/15/2011
B
Ohio 3/1/2012
IA
Florida 6/30/2016
B
Pennsylvania 12/20/2011
B
Georgia 12/12/2011
B
Texas 11/18/2016
B
Illinois 11/18/2016
SRO Registrations
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/09/2011 - 06/30/2016 | BIRMINGHAM, AL | |
B | 12/09/2011 - 12/20/2011 | BIRMINGHAM, AL | |
IA | 04/26/2010 - 12/12/2011 | TAMPA, FL | |
B | 04/09/2010 - 12/09/2011 | TAMPA, FL | |
B | 03/24/2010 - 04/15/2010 | TAMPA, FL | |
IA | 02/17/2005 - 03/30/2010 | TAMPA, FL | |
B | 12/16/2004 - 03/30/2010 | TAMPA, FL | |
IA | 06/15/1992 - 01/13/2005 | ST PETERSBURG, FL | |
B | 06/15/1992 - 01/13/2005 | WEEHAWKEN, NJ | |
B | 11/28/1990 - 06/22/1992 | GREENWOOD VILLAGE, CO | |
B | 04/23/1985 - 12/03/1990 | DENVER, CO | |
B | 09/14/1987 - 01/12/1990 | ||
B | 07/08/1988 - 08/01/1988 |
09/14/1987 - 01/12/1990
07/08/1988 - 08/01/1988
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.