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LESLIE KAY GOLDEN
LESLIE GOLDEN, LESLIE GOLDEN MATOCHA
CRD#: 1362089
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 5151 SAN FELIPE ST
STE 2100
HOUSTON, TX 77056-3727
Registration History
1985199019952000200520102015202020252 FIRMS1989 - 2004 (14 years)2 FIRMS2004 - 2014 (10 years)2 FIRMS2014 - Present (10 years)BROTAN MOSLE INC. (CRD# 727)1989 - 1990 (1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1986 - 1989 (2 years)BLOWRY FINANCIAL SERVICES CORPO... (CRD# 7291)1986 - 1986 (<1 year)BWESTENDARP, MCCRORY & CO. (CRD# 10099)1985 - 1986 (<1 year)
License(s)

State Registrations

B
Alabama 2/13/2025

B
Missouri 2/13/2025

B
Arizona 2/13/2025

B
Montana 2/13/2025

B
Arkansas 6/25/2024

B
New Jersey 2/13/2025

B
California 5/2/2014

B
New Mexico 2/7/2025

IA
California 10/8/2024

B
New York 2/7/2025

B
Colorado 2/13/2025

B
Ohio 2/12/2025

B
Delaware 2/13/2025

B
Oklahoma 5/2/2014

B
District of Columbia 2/7/2025

B
Oregon 2/13/2025

B
Florida 2/7/2025

B
Pennsylvania 2/7/2025

B
Georgia 2/13/2025

B
Texas 5/2/2014

B
Illinois 2/13/2025

IA
Texas 5/2/2014

B
Indiana 2/13/2025

B
Utah 6/28/2023

B
Louisiana 2/13/2025

B
Virgin Islands 2/13/2025

B
Maine 2/13/2025

B
Virginia 2/13/2025

B
Michigan 2/13/2025

B
Washington 2/13/2025

B
Mississippi 2/13/2025

B
Wyoming 2/13/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5151 SAN FELIPE ST STE 2100, HOUSTON, TX 77056-3727
Houston, TX
Registered with this firm since 5/2/2014

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5151 SAN FELIPE ST STE 2100, HOUSTON, TX 77056-3727
Houston, TX
Registered with this firm since 5/2/2014

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/22/2004 - 05/06/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
B
01/22/2004 - 05/06/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
IA
11/27/1989 - 01/26/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) HOUSTON, TX
B
11/27/1989 - 01/26/2004 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
02/23/1989 - 04/04/1990 ROTAN MOSLE INC. (CRD#:727)
B
08/15/1986 - 03/04/1989 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
04/29/1986 - 08/19/1986 LOWRY FINANCIAL SERVICES CORPORATION (CRD#:7291)
B
06/06/1985 - 05/30/1986 WESTENDARP, MCCRORY & CO. (CRD#:10099)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.