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MELVIN SAUL JACOBS
MEL JACOBS, MELVIN JACOBS
CRD#: 1361940
IA
Investment Adviser
B
Broker
SUNBELT SECURITIESCRD#: 42180 2700 POST OAK BLVD STE 1700
HOUSTON, TX 77056
Registration History
1985199019952000200520102015202020252 FIRMS2003 - 2009 (6 years)2 FIRMS2009 - 2018 (8 years)2 FIRMS2017 - Present (7 years)BFAHNESTOCK & CO. INC. (CRD# 249)2003 - 2003 (<1 year)BCIBC WORLD MARKETS CORP. (CRD# 630)1987 - 2003 (15 years)BOPPENHEIMER & CO., INC. (CRD# 630)1988 - 1995 (7 years)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)1986 - 1987 (<1 year)BTHE STUART-JAMES COMPANY, INC. (CRD# 11691)1985 - 1985 (<1 year)
Disclosure(s)
View By:
12/14/2017
Employment Separation After Allegations
11/6/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Arkansas 3/1/2023

B
New York 12/18/2017

B
California 12/18/2017

B
Oklahoma 12/18/2017

IA
California 6/9/2020

IA
Oklahoma 12/18/2018

B
Colorado 4/5/2018

B
Texas 12/18/2017

IA
Colorado 11/8/2018

IA
Texas 12/18/2017

B
Florida 11/6/2019

B
Wisconsin 3/21/2023

IA
Florida 11/6/2019

B
Wyoming 8/2/2021

B
Missouri 12/18/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SUNBELT SECURITIES (CRD#:42180)
2700 POST OAK BLVD STE 1700, HOUSTON, TX 77056
2700 POST OAK BLVD STE 1700, HOUSTON, TX 77056
Registered with this firm since 12/18/2017

B
SUNBELT SECURITIES, INC. (CRD#:42180)
2700 POST OAK BLVD STE 1700, HOUSTON, TX 77056
2700 POST OAK BLVD STE 1700, HOUSTON, TX 77056
Registered with this firm since 12/18/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/01/2009 - 01/12/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
B
05/01/2009 - 01/12/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
IA
03/28/2003 - 05/20/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
03/28/2003 - 05/20/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) HOUSTON, TX
B
01/03/2003 - 03/31/2003 FAHNESTOCK & CO. INC. (CRD#:249) NEW YORK, NY
B
03/30/1987 - 01/03/2003 CIBC WORLD MARKETS CORP. (CRD#:630) NEW YORK, NY
B
04/03/1988 - 04/18/1995 OPPENHEIMER & CO., INC. (CRD#:630)
B
04/02/1986 - 03/23/1987 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560)
B
05/24/1985 - 11/25/1985 THE STUART-JAMES COMPANY, INC. (CRD#:11691)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.