Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ALFRED BONARDI
CRD#: 1361351
IA
B
NEWEDGE ADVISORSCRD#: 171351 42 N. Swinton Ave, Suite B
Delray Beach, FL 33444
Delray Beach, FL 33444
NEWEDGE SECURITIES, LLCCRD#: 10674 42 N. SWINTON AVE
SUITE B
DELRAY BEACH, FL 33444
SUITE B
DELRAY BEACH, FL 33444
View By:
10/29/2019
Customer Dispute
Closed-No Action
2/4/2006
Customer Dispute
Settled
State Registrations
B
Alabama 3/4/2022
B
Nevada 1/30/2024
B
Arizona 3/4/2022
B
New Jersey 3/4/2022
B
California 3/4/2022
B
New York 3/4/2022
B
Colorado 3/4/2022
B
Ohio 3/4/2022
B
Florida 3/4/2022
B
Pennsylvania 1/4/2023
IA
Florida 3/9/2022
B
Rhode Island 10/18/2023
B
Georgia 3/4/2022
B
Tennessee 3/4/2022
B
Illinois 3/7/2022
B
Texas 3/4/2022
B
Maryland 3/4/2022
IA
Texas 11/16/2023
B
Massachusetts 3/27/2023
B
Virginia 3/4/2022
B
Michigan 3/4/2022
B
Washington 3/14/2022
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 3/9/2022
B
Registered with this firm since 3/4/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/17/2007 - 03/11/2022 | DELRAY BEACH, FL | |
B | 12/14/2007 - 03/11/2022 | DELRAY BEACH, FL | |
IA | 07/31/2001 - 12/19/2007 | BOCA RATON, FL | |
B | 07/31/2001 - 12/19/2007 | BOCA RATON, FL | |
B | 07/24/1998 - 07/31/2001 | PURCHASE, NY | |
B | 06/13/1985 - 07/15/1998 | NEW YORK, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.