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JAMES FRANKLIN CATANESE
CRD#: 1360568
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 1489 BALTIMORE PIKE
SUITE 203
SPRINGFIELD, PA 19064
Registration History
1985199019952000200520102015202020252 FIRMS1985 - 1991 (5 years)2 FIRMS1991 - 1992 (<1 year)IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2010 - Present (14 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2000 - Present (24 years)BCUNA BROKERAGE SERVICES, INC. (CRD# 13941)1992 - 2000 (8 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1985 - 1985 (<1 year)
License(s)

State Registrations

B
Delaware 6/30/2000

B
North Carolina 3/10/2022

B
Florida 6/30/2000

B
Pennsylvania 6/30/2000

B
Georgia 11/22/2016

IA
Pennsylvania 7/21/2010

B
Kentucky 9/10/2024

B
South Carolina 6/30/2000

B
Maryland 6/30/2000

B
Tennessee 1/5/2021

B
New Jersey 6/30/2000

B
Virginia 6/30/2000

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
1489 BALTIMORE PIKE SUITE 203, SPRINGFIELD, PA 19064
Registered with this firm since 7/21/2010

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
1489 BALTIMORE PIKE SUITE 203, SPRINGFIELD, PA 19064
Registered with this firm since 6/30/2000

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/29/1992 - 07/03/2000 CUNA BROKERAGE SERVICES, INC. (CRD#:13941) WAVERLY, IA
B
07/22/1991 - 06/11/1992 EQUICO SECURITIES, INC. (CRD#:6627) NEW YORK, NY
B
07/22/1991 - 06/11/1992 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
B
12/06/1985 - 06/18/1991 EQUICO SECURITIES, INC. (CRD#:6627) NEW YORK, NY
B
12/06/1985 - 06/18/1991 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
B
05/28/1985 - 12/19/1985 PRUCO SECURITIES CORPORATION (CRD#:5685)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.