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HOWARD VICTOR SLOAN
CRD#: 1360090
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 7630 LITTLE RIVER TPK. STE.611
ANNANDALE, VA 22003
Registration History
1985199019952000200520102015202020252 FIRMS1992 - Present (33 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)1985 - 1991 (6 years)BCAPITAL EXPANSION GROUP, INC. (CRD# 16067)1985 - 1985 (<1 year)
License(s)

State Registrations

B
Arizona 3/12/1998

B
New Jersey 4/6/1994

B
California 1/6/2012

B
New York 1/7/1992

B
Delaware 4/22/2003

B
North Carolina 6/14/1995

B
District of Columbia 9/12/1997

B
Ohio 1/2/2022

B
Florida 1/9/1992

B
Oregon 4/14/2023

IA
Florida 1/9/1992

B
Pennsylvania 6/6/1996

B
Georgia 5/8/2019

B
South Carolina 3/3/2011

B
Kansas 7/16/2010

B
Texas 7/22/1997

B
Maryland 1/7/1992

IA
Texas 7/22/1997

B
Massachusetts 8/18/2017

B
Virginia 1/7/1992

B
Michigan 3/14/1994

IA
Virginia 8/3/1995

B
Nevada 10/7/2024

B
Washington 4/14/2023

B
New Hampshire 5/8/2019

B
West Virginia 10/5/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
7630 LITTLE RIVER TPK. STE.611, ANNANDALE, VA 22003
Registered with this firm since 1/9/1992

B
LPL FINANCIAL LLC (CRD#:6413)
7630 LITTLE RIVER TPK. STE.611, ANNANDALE, VA 22003
Registered with this firm since 1/7/1992

Previous Registration(s)
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B
11/14/1985 - 12/31/1991 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
05/03/1985 - 11/14/1985 CAPITAL EXPANSION GROUP, INC. (CRD#:16067)
FINRA expelled the firm on 09/27/1988
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.