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Detailed Report
CATHERINE CARMICHAEL FORSYTH
CATHERINE LEE CARMICHAEL
CRD#: 1359850
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 500 108th Avenue, North East
Suite 1900
Bellevue, WA 98004
Registration History
1985199019952000200520102015202020252 FIRMS2009 - Present (15 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1995 - 2009 (13 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1985 - 1989 (3 years)BDONALDSON, LUFKIN & JENRETTE S... (CRD# 7560)1985 - 1985 (<1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2009 (5 years)
License(s)

State Registrations

B
Alaska 1/10/2011
B
New Mexico 7/30/2018
B
Arizona 5/6/2011
B
New York 7/30/2013
B
California 1/10/2011
B
North Carolina 4/25/2018
B
Colorado 1/10/2011
B
North Dakota 6/10/2024
B
Florida 1/10/2011
B
Ohio 1/10/2011
B
Georgia 1/10/2011
B
Oregon 6/1/2009
B
Hawaii 1/10/2011
B
Pennsylvania 1/10/2011
B
Idaho 10/20/2014
B
Rhode Island 1/5/2015
B
Illinois 1/10/2011
B
South Carolina 1/5/2015
B
Indiana 2/8/2019
B
South Dakota 9/13/2013
B
Kansas 1/8/2020
B
Tennessee 4/10/2019
B
Kentucky 1/5/2015
B
Texas 1/10/2011
B
Louisiana 7/28/2022
IA
Texas 5/5/2020
B
Maryland 5/9/2014
B
Utah 1/24/2023
B
Massachusetts 3/20/2023
B
Vermont 1/5/2015
B
Michigan 1/10/2011
B
Virginia 1/7/2014
B
Minnesota 12/18/2024
B
Washington 6/1/2009
B
Missouri 11/22/2016
IA
Washington 6/1/2009
B
Montana 10/31/2014
B
Wisconsin 1/5/2015
B
Nevada 6/7/2012
B
Wyoming 2/5/2024
B
New Jersey 1/8/2016

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
500 108th Avenue, North East Suite 1900, Bellevue, WA 98004
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
500 108th Avenue, North East Suite 1900, Bellevue, WA 98004
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/15/2003 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BELLEVUE, WA
B
 12/18/1995 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BELLEVUE, WA
B
 11/19/1985 - 01/09/1989 PAINEWEBBER INCORPORATED (CRD#:8174)
B
 04/24/1985 - 12/16/1985 DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (CRD#:7560)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.