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Sharon A. Shapiro
SHARON ANNE KAGAN, SHARON KAGAN, SHARON A SHAPIRO, SHARON ANNE SHAPIRO, SHARON SHAPIRO
CRD#: 1358716
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1840 N MILWAUKEE AVE
VERNON HILLS, IL 60061
Registration History
1985199019952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2010 - 2014 (3 years)2 FIRMS2014 - 2017 (2 years)2 FIRMS2018 - Present (7 years)BLASALLE FINANCIAL SERVICES, INC. (CRD# 20373)2002 - 2007 (4 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2000 - 2002 (1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)1991 - 2000 (9 years)BFINANCIAL HORIZONS SECURITIES ... (CRD# 20221)1990 - 1993 (2 years)BINVEST FINANCIAL CORPORATION (CRD# 12984)1985 - 1990 (5 years)IALASALLE FINANCIAL SERVICES, INC. (CRD# 20373)2004 - 2007 (2 years)
License(s)

State Registrations

B
California 1/25/2018

IA
Illinois 1/22/2018

B
Florida 1/25/2018

B
Illinois 1/25/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1840 N MILWAUKEE AVE, VERNON HILLS, IL 60061
Registered with this firm since 1/22/2018

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1840 N MILWAUKEE AVE, VERNON HILLS, IL 60061
Registered with this firm since 1/25/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/02/2014 - 05/03/2017 PNC INVESTMENTS (CRD#:129052) CLARENDON HILLS, IL
B
06/02/2014 - 05/03/2017 PNC INVESTMENTS (CRD#:129052) CLARENDON HILLS, IL
IA
07/28/2010 - 05/08/2014 REGAL ADVISORY SERVICES, INC. (CRD#:123842) GLENVIEW, IL
B
07/28/2010 - 05/07/2014 REGAL SECURITIES, INC. (CRD#:7297) GLENVIEW, IL
IA
10/04/2007 - 10/19/2009 CHARLES SCHWAB & CO., INC. (CRD#:5393) WINNETKA, IL
B
10/04/2007 - 10/19/2009 CHARLES SCHWAB & CO., INC. (CRD#:5393) WINNETKA, IL
IA
08/19/2004 - 01/29/2007 LASALLE FINANCIAL SERVICES, INC. (CRD#:20373) CHICAGO, IL
B
07/22/2002 - 01/29/2007 LASALLE FINANCIAL SERVICES, INC. (CRD#:20373) CHICAGO, IL
B
12/19/2000 - 07/03/2002 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ST. PETERSBURG, FL
B
11/14/1991 - 12/01/2000 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
10/22/1990 - 04/06/1993 FINANCIAL HORIZONS SECURITIES CORPORATION (CRD#:20221)
B
05/01/1985 - 10/30/1990 INVEST FINANCIAL CORPORATION (CRD#:12984) APPLETON, WI
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Broker
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Investment Adviser
Disclosures
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