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GAIL A LEE
GAIL ANN DYMSZA, GAIL ANN DYMSZATEVEKELIAN, GAIL ANN DYMZSALEE, GAIL ANN DYMZSALESS, GAIL ANN LEE
CRD#: 1357204
IA
B
WELLS FARGO ADVISORSCRD#: 19616 900 ELM ST STE 700
MANCHESTER, NH 03101
MANCHESTER, NH 03101
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2/18/2002
Customer Dispute
Withdrawn
State Registrations
B
Arizona 7/26/2012
B
Missouri 9/21/2023
B
California 5/21/2012
B
New Hampshire 5/29/2009
B
Connecticut 5/29/2009
IA
New Hampshire 5/29/2009
B
Delaware 11/11/2011
B
New Jersey 12/7/2023
B
Florida 5/29/2009
B
New York 5/29/2009
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Florida 3/11/2011
B
Oregon 12/18/2024
B
Georgia 1/23/2015
B
South Carolina 7/31/2019
B
Idaho 2/6/2012
B
Tennessee 11/23/2020
B
Kentucky 8/12/2022
B
Virginia 5/15/2024
B
Maine 5/29/2009
B
Washington 8/31/2010
B
Massachusetts 5/29/2009
B
Wisconsin 4/29/2022
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 5/29/2009
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Registered with this firm since 5/29/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/31/2001 - 06/04/2009 | MANCHESTER, NH | |
B | 03/08/2001 - 06/04/2009 | MANCHESTER, NH | |
B | 01/03/1997 - 03/09/2001 | NEW YORK, NY | |
B | 01/29/1990 - 01/07/1997 | CORAL SPRINGS, FL | |
B | 04/11/1985 - 02/03/1990 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.