Individual Firm
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DOREEN SUE ROADMAN
DOREN SUE ROADMAN
CRD#: 1356291
IA
B
JJSA ADVISORS, LTD.CRD#: 116460 4456 CORPORATION LANE
SUITE 112
VIRGINIA BEACH, VA 23462
SUITE 112
VIRGINIA BEACH, VA 23462
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERCRD#: 20804 4456 CORPORATION LANE
#112
VIRGINIA BEACH, VA 23462
#112
VIRGINIA BEACH, VA 23462
0
Disclosures
39
Years of Experience
View By:
State Registrations
B
California 2/28/2003
B
New York 3/5/2007
B
Colorado 2/6/2024
B
North Carolina 2/28/2003
B
Connecticut 9/16/2024
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North Carolina 8/30/2021
B
Florida 7/27/1994
B
Ohio 3/7/2005
B
Georgia 3/15/2012
B
Pennsylvania 3/15/2012
B
Hawaii 1/3/2006
B
South Carolina 4/25/2005
B
Illinois 11/3/2015
B
Tennessee 1/12/2024
B
Indiana 3/18/2003
B
Texas 1/12/2024
B
Maryland 3/5/2007
B
Virginia 7/5/1994
B
Massachusetts 7/7/2016
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Virginia 2/27/1995
B
New Jersey 2/28/2003
B
Washington 1/12/2024
SRO Registrations
B
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IA
Registered with this firm since 2/27/1995
B
Registered with this firm since 7/5/1994
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/10/1990 - 07/05/1994 | LAVISTA, NE | |
B | 06/14/1985 - 08/14/1990 | SUFFOLK, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.