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JOHN GERARD BERGER
CRD#: 1354116
IA
B
LASALLE ST. INVESTMENT ADVISORS, L.L.C.CRD#: 109701 14 Hickory St
Frankfort, IL 60423
Frankfort, IL 60423
LASALLE ST SECURITIES, L.L.C.CRD#: 7191 14 S HICKORY STREET
FRANKFORT, IL 60423
FRANKFORT, IL 60423
0
Disclosures
39
Years of Experience
View By:
State Registrations
IA
Arizona 6/23/2020
IA
Indiana 9/19/2017
B
California 5/21/2002
B
Michigan 9/8/2009
IA
California 1/9/2006
IA
Michigan 11/18/2013
B
Florida 9/10/2007
B
Montana 9/26/2022
IA
Florida 3/8/2022
IA
Montana 10/3/2022
B
Illinois 5/29/1991
B
Tennessee 7/24/2013
IA
Illinois 10/29/1998
IA
Texas 12/21/2016
B
Indiana 8/14/1998
SRO Registrations
B
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IA
Registered with this firm since 1/6/2006
IA
Registered with this firm since 10/29/1998
B
Registered with this firm since 5/29/1991
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/27/2000 - 12/31/2002 | OLYMPIA FIELDS, IL | |
B | 11/28/1989 - 05/31/1991 | ST. PETERSBURG, FL | |
B | 07/28/1987 - 12/08/1989 | NEW YORK, NY | |
B | 05/01/1985 - 08/19/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.