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Detailed Report
CHARLES REUBEN FALOR
BUDDY FALOR
CRD#: 1352856
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 5901 SUN BOULEVARD
SUITE 101
ST. PETERSBURG, FL 33715
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 5901 SUN BOULEVARD
SUITE 101
ST. PETERSBURG, FL 33715
Registration History
198519901995200020052010201520202025IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - Present (16 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2002 - Present (22 years)BDONALD & CO. SECURITIES INC. (CRD# 7776)1988 - 2002 (14 years)BFITZGERALD, DEARMAN & ROBERTS,... (CRD# 317)1987 - 1990 (2 years)BDONALD & CO. SECURITIES INC. (CRD# 7776)1988 - 1988 (<1 year)BTHE STUART-JAMES COMPANY, INC. (CRD# 11691)1985 - 1987 (2 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2005 - 2009 (4 years)
License(s)

State Registrations

B
Alabama 1/7/2004
B
Missouri 1/6/2005
B
Arizona 2/13/2013
B
New Hampshire 5/7/2012
B
Arkansas 3/1/2022
B
New Jersey 9/23/2003
B
California 9/9/2002
B
New Mexico 8/29/2024
B
Colorado 1/24/2013
B
New York 9/16/2002
B
Connecticut 1/4/2012
B
North Carolina 10/15/2002
B
Delaware 2/3/2012
B
North Dakota 3/1/2022
B
Florida 9/10/2002
B
Ohio 9/9/2002
IA
Florida 3/31/2009
B
Oklahoma 1/18/2013
B
Georgia 9/9/2002
B
Oregon 5/28/2015
B
Hawaii 1/3/2012
B
Pennsylvania 6/12/2006
B
Illinois 9/9/2002
B
South Carolina 5/18/2016
B
Indiana 1/6/2015
B
Tennessee 1/3/2019
B
Kentucky 7/21/2017
B
Texas 3/15/2007
B
Louisiana 2/13/2018
IA
Texas 1/13/2021
B
Maryland 1/3/2011
B
Virgin Islands 2/13/2013
B
Massachusetts 8/19/2004
B
Virginia 9/26/2002
B
Michigan 1/6/2004
B
Washington 4/5/2019
B
Minnesota 7/16/2019
B
Wisconsin 1/5/2007
B
Mississippi 1/25/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
5901 SUN BOULEVARD SUITE 101, ST. PETERSBURG, FL 33715
Registered with this firm since 3/31/2009
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
5901 SUN BOULEVARD SUITE 101, ST. PETERSBURG, FL 33715
Registered with this firm since 9/9/2002
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/27/2005 - 10/12/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) ST. PETERSBURG, FL
B
 08/10/1988 - 09/09/2002 DONALD & CO. SECURITIES INC. (CRD#:7776)
FINRA expelled the firm on 03/18/2003
TINTON FALLS, NJ
B
 09/24/1987 - 01/12/1990 FITZGERALD, DEARMAN & ROBERTS, INC. (CRD#:317)
FINRA expelled the firm on 09/27/1991
B
 07/08/1988 - 08/01/1988 DONALD & CO. SECURITIES INC. (CRD#:7776)
FINRA expelled the firm on 03/18/2003
B
 04/23/1985 - 10/07/1987 THE STUART-JAMES COMPANY, INC. (CRD#:11691)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.