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Detailed Report
Kim A Akers
KIM ALISA AKERS, KIM A COOK, KIM A TENNISON, KIM ALISA TENNISON, KIM WARREN
CRD#: 1351311
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 Strafford, MO
Registration History
199820002002200420062008201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2015 - Present (9 years)BEDWARD JONES (CRD# 250)2014 - Present (10 years)BHEIM, YOUNG & ASSOCIATES, INC. (CRD# 38993)2011 - 2013 (1 year)BOPPENHEIMER & CO. INC. (CRD# 249)2010 - 2011 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - 2009 (2 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1997 - 2002 (5 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2007 - 2009 (1 year)
License(s)

State Registrations

B
Alabama 6/27/2022
B
Montana 6/27/2022
B
Alaska 6/27/2022
B
Nebraska 6/27/2022
B
Arizona 6/27/2022
B
Nevada 6/27/2022
B
Arkansas 1/6/2021
B
New Hampshire 6/27/2022
B
California 5/12/2020
B
New Jersey 6/27/2022
B
Colorado 1/6/2021
B
New Mexico 6/27/2022
B
Connecticut 6/27/2022
B
New York 6/27/2022
B
Delaware 6/27/2022
B
North Carolina 1/6/2020
B
District of Columbia 6/27/2022
B
North Dakota 6/27/2022
B
Florida 1/5/2015
B
Ohio 6/28/2022
B
Georgia 1/6/2020
B
Oklahoma 1/6/2021
B
Hawaii 6/27/2022
B
Oregon 6/27/2022
B
Idaho 1/6/2021
B
Pennsylvania 6/27/2022
B
Illinois 6/27/2022
B
Rhode Island 6/27/2022
B
Indiana 6/27/2022
B
South Carolina 6/27/2022
B
Iowa 6/27/2022
B
South Dakota 6/27/2022
B
Kansas 1/6/2021
B
Tennessee 1/6/2021
B
Kentucky 6/27/2022
B
Texas 1/5/2015
B
Louisiana 1/6/2020
IA
Texas 12/19/2018
B
Maine 6/27/2022
B
Utah 6/27/2022
B
Maryland 6/27/2022
B
Vermont 6/27/2022
B
Massachusetts 6/27/2022
B
Virginia 6/27/2022
B
Michigan 6/27/2022
B
Washington 6/27/2022
B
Minnesota 1/6/2021
B
West Virginia 6/27/2022
B
Mississippi 6/27/2022
B
Wisconsin 6/27/2022
B
Missouri 1/6/2020
B
Wyoming 6/27/2022
IA
Missouri 1/14/2021

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
Strafford, MO
Registered with this firm since 7/21/2015
B
EDWARD JONES (CRD#:250)
Strafford, MO
Registered with this firm since 11/7/2014
Previous Registration(s)
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B
 07/08/2011 - 01/11/2013 HEIM, YOUNG & ASSOCIATES, INC. (CRD#:38993) BRANSON, MO
B
 01/20/2010 - 06/07/2011 OPPENHEIMER & CO. INC. (CRD#:249) LEAWOOD, KS
IA
 08/01/2007 - 04/28/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SPRINGFIELD, MO
B
 09/27/2006 - 04/28/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SPRINGFIELD, MO
B
 05/23/1997 - 08/29/2002 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.