Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
PETER KURT HEGER JR
PETER KURT HEGER
CRD#: 1349727
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 180 GLASTONBURY BLVD
SUITE 302
GLASTONBURY, CT 06033
Registration History
1985199019952000200520102015202020252 FIRMS2001 - 2006 (4 years)2 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - Present (18 years)BWEBSTER INVESTMENT SERVICES, INC. (CRD# 46588)2000 - 2001 (1 year)BMECHANICS INVESTMENT SERVICES,... (CRD# 42738)1997 - 2000 (3 years)BU.S. CLEARING CORP. (CRD# 13071)1994 - 1997 (2 years)BBANCA IMI SECURITIES CORP. (CRD# 19418)1991 - 1994 (3 years)BMABON, NUGENT & CO. (CRD# 2617)1989 - 1991 (1 year)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1986 - 1989 (3 years)BFIRST INVESTORS CORPORATION (CRD# 305)1985 - 1986 (<1 year)
License(s)

State Registrations

B
Alaska 7/7/2015
B
Mississippi 2/16/2007
B
Arizona 1/17/2025
B
Missouri 2/16/2007
B
Arkansas 7/27/2021
B
Nevada 8/16/2024
B
California 2/16/2007
B
New Hampshire 8/11/2020
IA
California 10/6/2008
B
New Jersey 2/16/2007
B
Colorado 2/5/2019
IA
New Jersey 10/7/2008
B
Connecticut 2/16/2007
B
New York 2/16/2007
IA
Connecticut 2/22/2007
B
North Carolina 6/24/2008
B
Delaware 3/21/2012
IA
North Carolina 9/7/2009
B
District of Columbia 8/16/2023
B
Ohio 3/19/2007
B
Florida 2/16/2007
IA
Ohio 10/6/2008
B
Georgia 3/12/2007
B
Oklahoma 8/14/2023
B
Hawaii 2/16/2007
B
Pennsylvania 2/16/2007
B
Illinois 7/18/2024
B
Rhode Island 5/20/2014
B
Indiana 12/26/2024
B
South Carolina 5/31/2023
B
Iowa 11/28/2022
IA
Texas 3/14/2007
B
Kansas 6/13/2023
B
Texas 4/17/2015
B
Maine 5/3/2023
B
Vermont 7/19/2019
B
Maryland 11/8/2022
B
Virginia 2/16/2007
B
Massachusetts 2/16/2007
B
Washington 7/29/2022
IA
Massachusetts 2/12/2021
B
West Virginia 2/24/2009
B
Minnesota 8/2/2017

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
180 GLASTONBURY BLVD SUITE 302, GLASTONBURY, CT 06033
Registered with this firm since 2/22/2007
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
180 GLASTONBURY BLVD SUITE 302, GLASTONBURY, CT 06033
Registered with this firm since 2/16/2007
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/08/2006 - 02/22/2007 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) GLASTONBURY, CT
B
 03/08/2006 - 02/22/2007 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GLASTONBURY, CT
IA
 07/03/2001 - 03/08/2006 ADVEST, INC. (CRD#:10) GLASTONBURY, CT
B
 06/15/2001 - 03/08/2006 ADVEST, INC. (CRD#:10) HARTFORD, CT
B
 06/26/2000 - 06/19/2001 WEBSTER INVESTMENT SERVICES, INC. (CRD#:46588) KENSINGTON, CT
B
 06/30/1997 - 06/23/2000 MECHANICS INVESTMENT SERVICES, INC. (CRD#:42738) HARTFORD, CT
B
 12/12/1994 - 07/17/1997 U.S. CLEARING CORP. (CRD#:13071) DALLAS, TX
B
 04/30/1991 - 12/13/1994 BANCA IMI SECURITIES CORP. (CRD#:19418) NEW YORK, NY
B
 06/26/1989 - 04/30/1991 MABON, NUGENT & CO. (CRD#:2617)
B
 03/19/1986 - 07/05/1989 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
 03/14/1985 - 01/07/1986 FIRST INVESTORS CORPORATION (CRD#:305)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.