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PETER DANIEL NOTARO
PETE NOTARO, PETER D NOTARO
CRD#: 1349652
IA
B
USA FINANCIAL SECURITIES CORPORATIONCRD#: 103857 3258 Easton Avenue
Bethlehem, PA 18020
Bethlehem, PA 18020
0
Disclosures
39
Years of Experience
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State Registrations
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Arizona 11/17/2022
IA
Pennsylvania 12/10/2018
B
Florida 12/10/2018
B
South Carolina 12/11/2018
B
Maryland 12/11/2018
B
Tennessee 12/10/2018
B
New Jersey 12/10/2018
B
Virginia 12/10/2018
B
Pennsylvania 12/10/2018
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
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Registered with this firm since 12/10/2018
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Registered with this firm since 12/10/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/31/2009 - 12/12/2018 | BETHLEHEM, PA | |
B | 03/31/2009 - 12/12/2018 | BETHLEHEM, PA | |
IA | 04/05/2007 - 04/13/2009 | NAZARETH, PA | |
B | 10/02/2006 - 04/13/2009 | NAZARETH, PA | |
IA | 01/02/2001 - 09/29/2006 | ALLENTOWN, PA | |
B | 12/20/2001 - 09/20/2006 | ROCKAWAY, NJ | |
B | 04/19/1989 - 12/21/2001 | FORT WAYNE, IN | |
B | 05/23/1985 - 03/22/1989 |
ALLENTOWN, PA
01/02/2001 - 09/29/2006
ROCKAWAY, NJ
12/20/2001 - 09/20/2006
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.