Individual Firm
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DEREK ANDREW CHOW
Derek Andrew Chow, Derek Chow
CRD#: 1348825
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FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 3001 E. SKYLINE DRIVE
SUITE 255
TUCSON, AZ 85718
SUITE 255
TUCSON, AZ 85718
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 BOULDER, CO
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Disclosures
29
Years of Experience
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State Registrations
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Alabama 10/28/2020
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Nebraska 10/28/2020
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Alaska 10/28/2020
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Nevada 10/28/2020
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Arizona 10/28/2020
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New Hampshire 10/28/2020
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Arkansas 10/28/2020
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New Jersey 10/28/2020
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California 10/28/2020
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New Mexico 10/28/2020
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Colorado 10/28/2020
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New York 10/28/2020
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Colorado 1/28/2022
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North Carolina 10/28/2020
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Connecticut 10/28/2020
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North Dakota 10/28/2020
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Delaware 10/28/2020
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Ohio 10/28/2020
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District of Columbia 10/28/2020
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Oklahoma 10/28/2020
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Florida 10/28/2020
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Oregon 10/28/2020
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Georgia 10/28/2020
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Pennsylvania 10/28/2020
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Hawaii 10/28/2020
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Puerto Rico 10/28/2020
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Idaho 10/28/2020
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Rhode Island 10/28/2020
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Illinois 10/28/2020
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South Carolina 10/28/2020
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Indiana 10/28/2020
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South Dakota 10/28/2020
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Iowa 10/28/2020
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Tennessee 10/28/2020
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Kansas 10/28/2020
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Texas 10/28/2020
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Kentucky 10/28/2020
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Texas 5/6/2022
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Louisiana 10/28/2020
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Utah 10/28/2020
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Maine 10/28/2020
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Vermont 10/28/2020
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Maryland 10/28/2020
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Virgin Islands 10/28/2020
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Massachusetts 10/28/2020
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Virginia 10/28/2020
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Michigan 10/28/2020
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Washington 10/28/2020
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Minnesota 10/28/2020
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West Virginia 10/28/2020
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Mississippi 10/28/2020
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Wisconsin 10/28/2020
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Missouri 10/28/2020
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Wyoming 10/28/2020
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Montana 10/28/2020
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/24/2020
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/28/2019 - 01/15/2020 | PORTLAND, ME | |
B | 09/26/2018 - 07/08/2019 | CHICAGO, IL | |
B | 10/28/2014 - 02/06/2017 | SAN FRANCISCO, CA | |
IA | 10/15/2012 - 06/17/2014 | NEW YORK, NY | |
B | 09/15/2011 - 06/17/2014 | BOULDER, CO | |
B | 01/30/2008 - 12/31/2010 | PORTLAND, ME | |
B | 04/05/2006 - 12/05/2007 | IRVINE, CA | |
B | 09/12/2005 - 03/22/2006 | CORTE MADERA, CA | |
IA | 04/23/2003 - 06/13/2005 | BOULDER, CO | |
B | 04/23/2003 - 06/13/2005 | RADNOR, PA | |
IA | 05/07/2001 - 04/04/2003 | MENOMONEE FALLS, WI | |
B | 04/30/2001 - 04/04/2003 | MENOMONEE FALLS, WI | |
B | 07/22/1998 - 05/02/2001 | SMITHFIELD, RI | |
B | 06/21/1991 - 07/09/1998 | CHICAGO, IL | |
B | 03/19/1985 - 04/11/1985 |
MENOMONEE FALLS, WI
05/07/2001 - 04/04/2003
SMITHFIELD, RI
07/22/1998 - 05/02/2001
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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