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JOSEPH WILLIAM MUNGER
CRD#: 1348747
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3508 OAKWOOD MALL DR
EAU CLAIRE, WI 54701
Registration History
1985199019952000200520102015202020252 FIRMS1995 - Present (29 years)BPIPER JAFFRAY INC. (CRD# 665)1987 - 1995 (8 years)BAMERICAN EXPRESS FINANCIAL ADV... (CRD# 6363)1985 - 1987 (2 years)BIDS FINANCIAL SERVICES INC. (CRD# 6320)1985 - 1986 (1 year)
License(s)

State Registrations

B
Alaska 2/17/2010

B
Minnesota 9/18/1995

B
California 5/3/1996

B
Nevada 10/1/2024

B
Colorado 8/22/2013

B
New Mexico 4/23/2013

B
District of Columbia 4/20/2023

B
North Carolina 10/16/2009

B
Florida 9/18/1995

B
Ohio 5/1/2015

B
Georgia 4/29/2016

B
Texas 9/18/1995

B
Hawaii 1/4/2021

IA
Texas 9/18/1995

B
Illinois 8/9/2007

B
Wisconsin 9/18/1995

B
Kansas 6/8/2021

IA
Wisconsin 9/18/1995

B
Michigan 11/5/2003

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3508 OAKWOOD MALL DR, EAU CLAIRE, WI 54701
Registered with this firm since 9/18/1995

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3508 OAKWOOD MALL DR, EAU CLAIRE, WI 54701
Registered with this firm since 9/18/1995

Previous Registration(s)
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B
07/29/1987 - 09/26/1995 PIPER JAFFRAY INC. (CRD#:665) MINNEAPOLIS, MN
B
03/13/1985 - 08/08/1987 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363)
B
03/13/1985 - 12/24/1986 IDS FINANCIAL SERVICES INC. (CRD#:6320)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.