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RUSSELL EVAN GLICKSTERN
CRD#: 1348726
IA
B
LPL FINANCIAL LLCCRD#: 6413 280 N. BEDFORD RD STE 205
MOUNT KISCO, NY 10549
MOUNT KISCO, NY 10549
0
Disclosures
40
Years of Experience
View By:
State Registrations
B
Arizona 1/3/2020
B
New York 5/16/1997
B
California 12/6/2018
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New York 8/3/2021
B
Colorado 5/8/2019
B
North Carolina 7/11/2016
B
Connecticut 5/16/1997
B
Ohio 8/15/2008
B
Florida 5/16/1997
B
Pennsylvania 1/15/2015
B
Massachusetts 7/10/2001
B
South Carolina 12/12/2023
B
New Hampshire 8/19/2005
B
Tennessee 5/12/2016
B
New Jersey 5/16/1997
B
Virginia 4/26/2021
SRO Registrations
B
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IA
Registered with this firm since 8/3/2021
B
Registered with this firm since 5/16/1997
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/28/1992 - 05/21/1997 | NEW YORK, NY | |
B | 08/08/1986 - 08/19/1992 | ||
B | 03/19/1985 - 08/11/1986 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.