Individual Firm
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DENNIS DARREL DACHTLER
CRD#: 1348432
IA
B
CALTON & ASSOCIATES, INC.CRD#: 20999 2130 E Bidwell St
Folsom, CA 95630
Folsom, CA 95630
View By:
8/23/2017
Regulatory
Final
State Registrations
B
Arizona 4/17/2017
B
Nevada 5/22/2017
B
California 4/17/2017
B
New Mexico 4/17/2017
IA
California 4/18/2017
B
North Carolina 4/17/2017
B
Idaho 4/17/2017
B
Oklahoma 5/3/2018
B
Illinois 4/17/2017
B
Oregon 5/2/2017
B
Indiana 4/19/2017
B
Tennessee 12/20/2023
B
Iowa 1/9/2024
B
Texas 4/17/2017
B
Maryland 10/10/2018
B
Utah 4/17/2017
B
Minnesota 12/26/2023
B
Washington 4/17/2017
B
Montana 12/20/2023
SRO Registrations
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IA
Registered with this firm since 4/18/2017
B
Registered with this firm since 4/17/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/19/1999 - 05/17/2017 | FOLSOM, CA | |
B | 08/07/1998 - 05/17/2017 | FOLSOM, CA | |
B | 01/28/1997 - 09/02/1998 | FOLSOM, CA | |
B | 09/17/1991 - 02/11/1997 | SAN RAMON, CA | |
B | 03/23/1990 - 09/20/1991 | NEW YORK, NY | |
B | 12/22/1987 - 03/23/1990 | KANSAS CITY, MO | |
B | 03/19/1985 - 12/21/1987 |
KANSAS CITY, MO
12/22/1987 - 03/23/1990
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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