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Detailed Report
WILLIAM SCOTT RYAN
CRD#: 1347810
IA
Investment Adviser
B
Broker
SPCCRD#: 110692 425 W. Huron
Ste 220
Milford, MI 48381
SIGMA FINANCIAL CORPORATIONCRD#: 14303 425 W. Huron
Ste 220
Milford, MI 48381
Registration History
198519901995200020052010201520202025IASPC (CRD# 110692)2010 - Present (14 years)BSIGMA FINANCIAL CORPORATION (CRD# 14303)2006 - Present (18 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2001 - 2006 (5 years)BRAYMOND JAMES & ASSOCIATES, INC. (CRD# 705)1998 - 2001 (3 years)BRONEY & CO. (CRD# 45091)1998 - 1999 (1 year)BRONEY & CO. L.L.C. (CRD# 900)1995 - 1998 (2 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)1985 - 1995 (10 years)
License(s)

State Registrations

B
Arizona 8/22/2023
B
Michigan 10/27/2006
B
California 10/27/2006
IA
Michigan 4/16/2010
B
Florida 10/27/2006
B
North Carolina 12/15/2022
B
Hawaii 11/14/2024
B
West Virginia 12/14/2023
B
Massachusetts 1/5/2017

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SPC (CRD#:110692)
425 W. Huron Ste 220, Milford, MI 48381
Registered with this firm since 4/16/2010
B
SIGMA FINANCIAL CORPORATION (CRD#:14303)
425 W. Huron Ste 220, Milford, MI 48381
Registered with this firm since 10/27/2006
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/18/2001 - 11/01/2006 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) MILFORD, MI
B
 09/10/1998 - 10/11/2001 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) ST. PETERSBURG, FL
B
 05/11/1998 - 09/25/1999 RONEY & CO. (CRD#:45091) DETROIT, MI
B
 08/04/1995 - 05/11/1998 RONEY & CO. L.L.C. (CRD#:900) DETROIT, MI
B
 07/23/1985 - 08/22/1995 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.