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RON RICHARD FETSCH
RON FETSCH
CRD#: 1347332
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 50 W SAN FERNANDO ST STE 1500
[KA-RBO]
SAN JOSE, CA 95113
Registration History
1985199019952000200520102015202020252 FIRMS1985 - 1986 (1 year)2 FIRMS2009 - 2015 (5 years)2 FIRMS2015 - 2024 (9 years)2 FIRMS2024 - Present (<1 year)BWAMU INVESTMENTS, INC. (CRD# 599)2002 - 2009 (7 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2001 - 2002 (<1 year)BWM FINANCIAL SERVICES, INC. (CRD# 599)1998 - 2001 (3 years)BGREAT WESTERN FINANCIAL SECURI... (CRD# 14229)1995 - 1998 (2 years)BASB FINANCIAL SERVICES (CRD# 24280)1989 - 1995 (6 years)BPIPER, JAFFRAY & HOPWOOD INCOR... (CRD# 665)1987 - 1989 (1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1986 - 1987 (<1 year)IAWAMU INVESTMENTS, INC. (CRD# 599)2006 - 2009 (3 years)
Disclosure(s)
View By:
12/31/2004
Customer Dispute
Denied
10/13/2004
Customer Dispute
Denied
11/18/2002
Customer Dispute
Denied
4/29/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 11/15/2024

B
New Hampshire 11/15/2024

B
California 11/15/2024

B
New Jersey 11/15/2024

IA
California 11/15/2024

B
New York 11/15/2024

B
Colorado 11/15/2024

B
North Carolina 11/15/2024

B
Florida 11/15/2024

B
North Dakota 11/15/2024

B
Hawaii 11/15/2024

B
Ohio 11/15/2024

B
Idaho 11/15/2024

B
Oregon 11/15/2024

B
Illinois 11/18/2024

B
Pennsylvania 11/15/2024

B
Iowa 11/15/2024

B
South Carolina 11/15/2024

B
Kansas 11/15/2024

B
South Dakota 11/15/2024

B
Maryland 11/15/2024

B
Texas 11/15/2024

B
Michigan 11/15/2024

IA
Texas 11/15/2024

B
Minnesota 11/15/2024

B
Utah 11/15/2024

B
Mississippi 11/15/2024

B
Washington 11/15/2024

B
Missouri 1/6/2025

B
Wisconsin 11/15/2024

B
Nevada 11/15/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
50 W SAN FERNANDO ST STE 1500 [KA-RBO], SAN JOSE, CA 95113
Registered with this firm since 11/15/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
50 W SAN FERNANDO ST STE 1500 [KA-RBO], SAN JOSE, CA 95113
Registered with this firm since 11/15/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/09/2015 - 11/27/2024 MORGAN STANLEY (CRD#:149777) LOS GATOS, CA
B
01/09/2015 - 11/27/2024 MORGAN STANLEY (CRD#:149777) LOS GATOS, CA
IA
05/01/2009 - 01/12/2015 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) SAN JOSE, CA
B
04/24/2009 - 01/12/2015 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) SAN JOSE, CA
IA
02/21/2006 - 05/11/2009 WAMU INVESTMENTS, INC. (CRD#:599) SUNNYVALE, CA
B
01/03/2002 - 05/11/2009 WAMU INVESTMENTS, INC. (CRD#:599) SUNNYVALE, CA
B
10/04/2001 - 01/17/2002 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SAN FRANCISCO, CA
B
01/28/1998 - 10/03/2001 WM FINANCIAL SERVICES, INC. (CRD#:599) IRVINE, CA
B
11/10/1995 - 05/01/1998 GREAT WESTERN FINANCIAL SECURITIES CORPORATION (CRD#:14229) NORTHRIDGE, CA
B
09/14/1989 - 11/03/1995 ASB FINANCIAL SERVICES (CRD#:24280) IRVINE, CA
B
08/28/1987 - 02/22/1989 PIPER, JAFFRAY & HOPWOOD INCORPORATED (CRD#:665)
B
10/20/1986 - 09/08/1987 PAINEWEBBER INCORPORATED (CRD#:8174)
B
05/15/1985 - 11/04/1986 IDS MARKETING CORPORATION (CRD#:6363)
B
05/15/1985 - 10/28/1986 IDS FINANCIAL SERVICES INC. (CRD#:6320)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.