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THOMAS EDWARD MERKEL
CRD#: 1346794
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 2100 ROSS AVE
DALLAS, TX 75201
Registration History
1985199019952000200520102015202020252 FIRMS1994 - Present (30 years)BFIRST INVESTORS CORPORATION (CRD# 305)1985 - 1985 (<1 year)
License(s)

State Registrations

B
Alabama 11/11/2008

B
Nebraska 5/12/2015

B
Alaska 10/22/2021

B
Nevada 4/4/2013

B
Arizona 7/28/2006

B
New Hampshire 1/27/2015

B
Arkansas 7/1/1996

B
New Jersey 1/5/2000

B
California 6/19/1996

B
New Mexico 1/24/2005

B
Colorado 7/8/1999

B
New York 4/4/1996

B
Connecticut 8/8/2005

B
North Carolina 1/10/1995

B
Delaware 4/25/2018

B
North Dakota 2/2/2011

B
District of Columbia 11/26/2012

B
Ohio 1/31/2007

B
Florida 5/31/1996

B
Oklahoma 4/29/1996

B
Georgia 1/10/1995

B
Oregon 1/17/2006

B
Hawaii 7/23/2021

B
Pennsylvania 7/13/2009

B
Idaho 2/16/2011

B
Puerto Rico 4/9/2012

B
Illinois 3/10/1998

B
Rhode Island 1/27/2015

B
Indiana 9/17/2008

B
South Carolina 1/5/1996

B
Iowa 1/27/2015

B
South Dakota 1/27/2015

B
Kansas 2/8/2000

B
Tennessee 4/9/2012

B
Kentucky 4/3/2006

B
Texas 11/16/1994

B
Louisiana 2/16/2000

IA
Texas 11/16/1994

B
Maine 1/27/2015

B
Utah 7/13/2009

B
Maryland 5/2/2003

B
Vermont 10/22/2021

B
Massachusetts 2/7/2003

B
Virgin Islands 7/14/2022

B
Michigan 2/7/1995

B
Virginia 1/17/2001

B
Minnesota 1/17/2001

B
Washington 2/8/2000

B
Mississippi 2/8/2000

B
West Virginia 1/27/2015

B
Missouri 11/11/2008

B
Wisconsin 3/25/2004

B
Montana 2/2/2011

B
Wyoming 2/8/2000

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2100 ROSS AVE, DALLAS, TX 75201
Registered with this firm since 11/16/1994

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
2100 ROSS AVE, DALLAS, TX 75201
Registered with this firm since 11/9/1994

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/13/1985 - 05/02/1985 FIRST INVESTORS CORPORATION (CRD#:305)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.