Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
PETER ANTHONY CASALE
PETER A CASALE
CRD#: 1346470
IA
B
WELLS FARGO ADVISORSCRD#: 19616 461 FROM RD STE 101
PARAMUS, NJ 07652
PARAMUS, NJ 07652
View By:
5/2/2006
Customer Dispute
Denied
State Registrations
B
Arizona 9/30/2021
IA
New Jersey 10/17/2014
B
Connecticut 9/15/2014
B
New York 9/15/2014
B
Florida 9/15/2014
B
North Carolina 9/15/2014
B
Louisiana 6/28/2024
B
Ohio 5/18/2015
B
Maryland 4/17/2024
B
Pennsylvania 9/17/2024
B
Massachusetts 7/2/2020
B
South Carolina 4/7/2022
B
Nevada 3/31/2025
B
Virginia 9/15/2014
B
New Jersey 9/12/2014
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/17/2014
B
Registered with this firm since 9/12/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/01/2009 - 10/04/2014 | NEW YORK, NY | |
B | 04/01/2002 - 06/01/2009 | NEW YORK, NY | |
B | 06/26/1997 - 04/25/2002 | JERSEY CITY, NJ | |
B | 12/04/1991 - 07/01/1997 | NEW YORK, NY |
JERSEY CITY, NJ
06/26/1997 - 04/25/2002
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.