• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
BRADLEY RAY RUPP
BRAD RUPP, BRADLEY R RUPP
CRD#: 1343768
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 824 A1A N
PONTE VEDRA BEACH, FL 32082
Registration History
1985199019952000200520102015202020252 FIRMS1985 - Present (39 years)
Disclosure(s)
View By:
1/20/2004
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 1/2/2018

B
Missouri 5/10/2023

B
Arizona 12/17/2015

B
Nevada 4/27/2023

B
California 9/1/1988

B
New Jersey 10/15/2014

B
Colorado 1/27/2014

B
New York 9/26/2017

B
Connecticut 11/27/2012

B
North Carolina 5/22/1985

B
District of Columbia 3/13/2018

B
Ohio 5/20/1985

B
Florida 4/26/1985

IA
Ohio 9/28/2010

IA
Florida 4/26/1985

B
Oregon 3/8/2023

B
Georgia 5/17/1985

B
Pennsylvania 1/2/2018

B
Idaho 12/3/2024

B
South Carolina 7/6/2022

B
Illinois 2/24/2014

B
South Dakota 10/30/2024

B
Indiana 10/1/2024

B
Tennessee 5/27/2015

B
Iowa 3/15/2004

B
Texas 5/26/2010

B
Louisiana 3/29/2017

IA
Texas 5/26/2010

B
Maine 3/6/2019

B
Utah 1/16/2018

B
Maryland 3/17/1997

B
Virginia 1/2/2018

B
Massachusetts 1/2/2018

B
West Virginia 10/1/2024

B
Michigan 1/19/1996

B
Wyoming 6/5/2006

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
824 A1A N, PONTE VEDRA BEACH, FL 32082
Jacksonville, FL
Registered with this firm since 4/26/1985

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
824 A1A N, PONTE VEDRA BEACH, FL 32082
Jacksonville, FL
Registered with this firm since 4/23/1985

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.