Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
ROSS ALEXANDER MCLAURIN
CRD#: 1343343
IA
Investment Adviser
B
Broker
CAPITAL ANALYSTSCRD#: 162200 7670 Woodway
Ste 275
Houston, TX 78006
LINCOLN INVESTMENTCRD#: 519 7670 WOODWAY
SUITE 275
HOUSTON, TX 77063
Registration History
1985199019952000200520102015202020252 FIRMS1987 - Present (37 years)IACAPITAL ANALYSTS (CRD# 162200)2022 - Present (2 years)BLINSCO FINANCIAL GROUP, INC. (CRD# 524)1985 - 1987 (2 years)
Disclosure(s)
View By:
9/28/2001
Customer Dispute
Settled
License(s)

State Registrations

B
California 11/4/1987
B
Tennessee 10/31/2023
B
Colorado 11/23/1988
B
Texas 10/29/1987
B
Delaware 9/1/2004
IA
Texas 10/29/1987
B
Indiana 5/19/2023
B
West Virginia 1/16/1991
B
Missouri 11/4/1993

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ANALYSTS (CRD#:162200)
7670 Woodway Ste 275, Houston, TX 78006
Registered with this firm since 12/14/2022
IA
LINCOLN INVESTMENT (CRD#:519)
7670 WOODWAY SUITE 275, HOUSTON, TX 77063
Boerne, TX
Registered with this firm since 10/29/1987
B
LINCOLN INVESTMENT (CRD#:519)
7670 WOODWAY SUITE 275, HOUSTON, TX 77063
Houston, TX
Registered with this firm since 10/29/1987
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 02/21/1985 - 11/18/1987 LINSCO FINANCIAL GROUP, INC. (CRD#:524)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.