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Detailed Report
MICHAEL SALVATORE FEDERICO SR
MICHAEL SALVATORE FEDERICO
CRD#: 1342806
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 409 WASHINGTON AVENUE
SUITE 815
TOWSON, MD 21204
Registration History
1985199019952000200520102015202020252 FIRMS2005 - 2018 (13 years)2 FIRMS2018 - Present (6 years)BMORGAN STANLEY DW INC. (CRD# 7556)1998 - 2005 (6 years)BBT ALEX. BROWN INCORPORATED (CRD# 17790)1997 - 1998 (1 year)BALEX. BROWN & SONS INCORPORATED (CRD# 20)1988 - 1997 (8 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1985 - 1988 (3 years)IAMORGAN STANLEY (CRD# 7556)1999 - 2005 (6 years)
License(s)

State Registrations

B
California 5/25/2018
B
New Jersey 3/12/2024
B
Colorado 3/25/2020
B
North Carolina 8/2/2022
B
Connecticut 2/22/2024
B
Ohio 5/25/2018
B
Delaware 11/24/2021
B
South Carolina 8/3/2022
B
Florida 2/5/2025
IA
South Carolina 12/14/2022
B
Idaho 2/15/2024
B
Tennessee 7/29/2022
B
Maryland 5/25/2018
B
Texas 5/25/2018
IA
Maryland 5/25/2018
IA
Texas 10/17/2018
B
Massachusetts 8/20/2018
B
Virginia 5/25/2018
B
Michigan 5/25/2018
B
Washington 7/1/2024
B
New Hampshire 9/19/2024
B
West Virginia 5/25/2018

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
409 WASHINGTON AVENUE SUITE 815, TOWSON, MD 21204
Pawleys Plantation, SC
Registered with this firm since 5/25/2018
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
409 WASHINGTON AVENUE SUITE 815, TOWSON, MD 21204
Pawleys Plantation, SC
Registered with this firm since 5/25/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 02/04/2005 - 05/25/2018 BROWN ADVISORY SECURITIES, LLC (CRD#:120736) BALTIMORE, MD
B
 02/04/2005 - 05/25/2018 BROWN ADVISORY SECURITIES, LLC (CRD#:120736) BALTIMORE, MD
IA
 01/06/1999 - 02/07/2005 MORGAN STANLEY (CRD#:7556) LUTHERVILLE, MD
B
 11/29/1998 - 02/07/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 09/01/1997 - 12/02/1998 BT ALEX. BROWN INCORPORATED (CRD#:17790) BALTIMORE, MD
B
 12/09/1988 - 09/01/1997 ALEX. BROWN & SONS INCORPORATED (CRD#:20)
B
 02/21/1985 - 12/19/1988 PAINEWEBBER INCORPORATED (CRD#:8174)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.