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Detailed Report
GLENN NORMAN KEEN
CRD#: 1342526
IA
Investment Adviser
B
Broker
THE STRATEGIC FINANCIAL ALLIANCECRD#: 126514 900 ABBEY CT.
ALPHARETTA, GA 30004
Registration History
1985199019952000200520102015202020252 FIRMS1985 - 1989 (4 years)2 FIRMS1986 - 1989 (3 years)IATHE STRATEGIC FINANCIAL ALLIANCE (CRD# 126514)2011 - Present (13 years)BTHE STRATEGIC FINANCIAL ALLIAN... (CRD# 126514)2003 - Present (21 years)BIFG NETWORK SECURITIES, INC. (CRD# 19948)1991 - 2003 (11 years)BVANGUARD CAPITAL (CRD# 22081)1989 - 1991 (2 years)
License(s)

State Registrations

B
Florida 11/5/2003
B
South Carolina 6/16/2011
B
Georgia 11/5/2003
B
Texas 11/5/2003
IA
Georgia 5/24/2011
B
Washington 3/29/2018
B
Michigan 11/5/2003

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THE STRATEGIC FINANCIAL ALLIANCE (CRD#:126514)
900 ABBEY CT. , ALPHARETTA, GA 30004
Registered with this firm since 5/24/2011
B
THE STRATEGIC FINANCIAL ALLIANCE, INC. (CRD#:126514)
900 ABBEY CT. , ALPHARETTA, GA 30004
Registered with this firm since 11/5/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 12/05/1991 - 11/21/2003 IFG NETWORK SECURITIES, INC. (CRD#:19948) ATLANTA, GA
B
 01/04/1989 - 11/14/1991 VANGUARD CAPITAL (CRD#:22081) DEL MAR, CA
B
 04/10/1986 - 04/04/1989 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580)
B
 03/07/1985 - 04/04/1989 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978)
B
 03/07/1985 - 01/03/1989 LINCOLN NATIONAL PENSION INSURANCE COMPANY (CRD#:10293)
B
 06/16/1986 - 01/01/1989 FIRST AFFILIATED SECURITIES, INC. (CRD#:6871)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.