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Detailed Report
SCOTT ALBERT ONEAL
CRD#: 1342246
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 201 MAIN ST
STE 1700
FORT WORTH, TX 76102
Registration History
1985199019952000200520102015202020252 FIRMS1985 - 2007 (22 years)2 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - Present (16 years)
Disclosure(s)
View By:
9/27/2021
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 10/29/2021
B
Missouri 1/2/2009
B
Alaska 1/10/2024
B
Nebraska 11/29/2018
B
Arizona 1/2/2009
B
New Jersey 2/14/2018
B
Arkansas 10/26/2011
B
New Mexico 4/10/2018
B
California 1/2/2009
B
New York 1/2/2009
B
Colorado 11/15/2018
B
North Carolina 11/15/2011
B
Connecticut 7/29/2013
B
Ohio 11/30/2018
B
Florida 1/2/2009
B
Oklahoma 1/2/2009
B
Georgia 1/2/2009
B
Pennsylvania 12/18/2024
B
Iowa 3/26/2025
B
Rhode Island 2/7/2023
B
Kansas 1/2/2009
B
South Carolina 11/29/2018
B
Louisiana 11/29/2018
B
Tennessee 1/9/2020
B
Maryland 2/25/2022
B
Texas 1/2/2009
B
Massachusetts 1/19/2021
IA
Texas 1/2/2009
B
Michigan 9/16/2021
B
Virginia 11/7/2017
B
Minnesota 11/29/2018
B
Washington 11/29/2018
B
Mississippi 11/29/2018
B
Wisconsin 11/29/2018

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
201 MAIN ST STE 1700, FORT WORTH, TX 76102
AZLE, TX
Registered with this firm since 1/2/2009
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
201 MAIN ST STE 1700, FORT WORTH, TX 76102
AZLE, TX
Registered with this firm since 1/2/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/02/2007 - 01/22/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) FT. WORTH, TX
B
 04/02/2007 - 01/22/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) FT. WORTH, TX
IA
 03/05/1985 - 04/02/2007 MORGAN STANLEY (CRD#:7556) FT. WORTH, TX
B
 02/21/1985 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) FT. WORTH, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.