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CAROL HOFFMAN
CAROL HOSKINSON, CAROL PELINE
CRD#: 1340321
IA
B
MORGAN STANLEYCRD#: 149777 4455 Dressler Road
Suite 202
Canton, OH 44718
Suite 202
Canton, OH 44718
0
Disclosures
35
Years of Experience
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State Registrations
B
Arizona 10/7/2013
B
Nevada 10/7/2013
B
Arkansas 1/21/2018
B
New Hampshire 5/6/2022
B
California 1/12/2017
B
New Jersey 10/7/2013
B
Colorado 7/14/2016
B
New Mexico 8/2/2023
B
Connecticut 10/7/2013
B
New York 10/7/2013
B
Delaware 10/7/2013
B
North Carolina 10/8/2013
B
District of Columbia 12/9/2015
B
Ohio 6/1/2009
B
Florida 10/7/2013
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Ohio 9/25/2013
B
Georgia 7/14/2016
B
Oregon 6/21/2017
B
Idaho 5/11/2018
B
Pennsylvania 9/24/2013
B
Illinois 10/7/2013
B
South Carolina 10/7/2013
B
Indiana 12/6/2016
B
South Dakota 1/21/2022
B
Kansas 7/14/2016
B
Tennessee 10/7/2013
B
Kentucky 2/3/2014
B
Texas 4/20/2016
B
Maryland 10/7/2013
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Texas 4/23/2020
B
Massachusetts 2/6/2018
B
Utah 3/2/2020
B
Michigan 10/7/2013
B
Virginia 10/7/2013
B
Mississippi 2/6/2018
B
Washington 10/7/2013
B
Missouri 7/14/2016
B
West Virginia 10/7/2013
B
Montana 10/7/2013
B
Wisconsin 10/7/2013
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/25/2013
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/02/2007 - 06/01/2009 | CANTON, OH | |
B | 08/29/1990 - 04/02/2007 | CANTON, OH | |
B | 08/22/1989 - 09/12/1990 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.