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MARK GRIFFIN HARROP
CRD#: 1337796
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 VIRGINIA BEACH, VA
CETERA ADVISORS LLCCRD#: 10299 ONE COLUMBUS CTR STE 600
VIRGINIA BEACH, VA 23462
Registration History
19901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2016 - Present (8 years)BINVESTORS CAPITAL CORP. (CRD# 30613)1997 - 2016 (19 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)1996 - 1996 (<1 year)BNORTH AMERICAN MANAGEMENT, INC. (CRD# 624)1992 - 1996 (4 years)BFIRST AMERICAN NATIONAL SECURI... (CRD# 10111)1986 - 1991 (5 years)IACETERA ADVISORS LLC (CRD# 10299)2016 - 2024 (7 years)IAINVESTORS CAPITAL ADVISORY (CRD# 30613)2005 - 2016 (11 years)IAEASTERN POINT ADVISORS INC. (CRD# 107123)1999 - 2004 (5 years)
Disclosure(s)
View By:
5/23/2013
Customer Dispute
Award / Judgment
License(s)

State Registrations

B
California 10/3/2016

B
Pennsylvania 1/4/2022

B
Colorado 10/20/2023

B
South Carolina 1/27/2025

B
Massachusetts 10/3/2016

B
Tennessee 1/4/2019

B
Mississippi 10/3/2016

B
Virginia 10/3/2016

B
New York 10/3/2016

IA
Virginia 3/21/2024

B
North Carolina 10/3/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
VIRGINIA BEACH, VA
ONE COLUMBUS CTR STE 600, VIRGINIA BEACH, VA 23462
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
ONE COLUMBUS CTR STE 600, VIRGINIA BEACH, VA 23462
VIRGINIA BEACH, VA
Registered with this firm since 10/3/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
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10/03/2016 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
IA
01/10/2005 - 10/03/2016 INVESTORS CAPITAL ADVISORY (CRD#:30613) VIRGINIA BEACH, VA
B
01/03/1997 - 10/03/2016 INVESTORS CAPITAL CORP. (CRD#:30613) VIRGINIA BEACH, VA
IA
04/02/1999 - 12/31/2004 EASTERN POINT ADVISORS INC. (CRD#:107123) CHESAPEAKE, VA
B
06/01/1996 - 12/31/1996 WALNUT STREET SECURITIES, INC. (CRD#:15840) EL SEGUNDO, CA
B
02/05/1992 - 06/01/1996 NORTH AMERICAN MANAGEMENT, INC. (CRD#:624) SIOUX FALLS, SD
B
01/06/1986 - 12/13/1991 FIRST AMERICAN NATIONAL SECURITIES, INC. (CRD#:10111) DULUTH, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.