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CHARLES KEVIN DUDEK
CHARLES K DUDEK
CRD#: 1337180
IA
B
MORGAN STANLEYCRD#: 149777 200 Public Square
Suite 2600
Cleveland, OH 44114
Suite 2600
Cleveland, OH 44114
0
Disclosures
39
Years of Experience
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State Registrations
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Alabama 6/1/2009
B
New York 12/23/2024
B
Arizona 7/5/2016
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North Carolina 6/1/2009
B
California 6/1/2009
B
Ohio 6/1/2009
B
Colorado 6/1/2009
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Ohio 6/1/2009
B
Florida 6/1/2009
B
Oklahoma 12/23/2024
B
Georgia 6/1/2009
B
Oregon 12/23/2024
B
Illinois 9/6/2012
B
Pennsylvania 8/31/2012
B
Indiana 12/23/2024
B
South Carolina 6/1/2009
B
Kansas 12/23/2024
B
Tennessee 12/23/2024
B
Maryland 12/23/2024
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Texas 6/1/2009
B
Massachusetts 6/1/2009
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Texas 2/24/2014
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Michigan 6/1/2009
B
Virginia 7/8/2010
B
Nevada 8/3/2021
B
Washington 12/23/2024
B
New Jersey 12/23/2024
B
Wisconsin 12/23/2024
SRO Registrations
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Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/13/2001 - 06/01/2009 | CLEVELAND, OH | |
B | 08/04/1994 - 06/01/2009 | CLEVELAND, OH | |
B | 11/19/1987 - 08/05/1994 | NEW YORK, NY | |
B | 04/16/1985 - 12/01/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.