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Detailed Report
DAVID CURTIS WINE
CRD#: 1337155
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 2231 FARADAY AVE
STE 100
CARLSBAD, CA 92008
Registration History
198519901995200020052010201520202025IAPRIMERICA ADVISORS (CRD# 10111)2015 - Present (9 years)BPFS INVESTMENTS INC. (CRD# 10111)2000 - Present (24 years)BFIRST AMERICAN NATIONAL SECURI... (CRD# 10111)1985 - 1988 (3 years)
Disclosure(s)
View By:
8/29/2019
Customer Dispute
Settled
5/16/2001
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alaska 6/20/2016
B
Michigan 1/24/2013
B
Arizona 2/21/2019
B
Montana 5/2/2024
B
California 7/5/2000
B
New York 8/26/2024
IA
California 6/17/2015
B
North Carolina 6/1/2020
B
Colorado 4/21/2022
B
Ohio 7/3/2018
B
Florida 8/8/2013
B
Pennsylvania 2/6/2018
B
Idaho 3/8/2021
B
Tennessee 2/18/2022
B
Kansas 3/14/2016
B
Texas 3/5/2019
B
Maryland 11/9/2021
IA
Texas 7/12/2019
B
Massachusetts 2/28/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
2231 FARADAY AVE STE 100, CARLSBAD, CA 92008
CARLSBAD, CA
Registered with this firm since 6/17/2015
B
PFS INVESTMENTS INC. (CRD#:10111)
2231 FARADAY AVE STE 100, CARLSBAD, CA 92008
CARLSBAD, CA
Registered with this firm since 7/5/2000
Previous Registration(s)
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B
 02/12/1985 - 10/04/1988 FIRST AMERICAN NATIONAL SECURITIES, INC. (CRD#:10111)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.