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RONALD CHEONG MING SHIH
CRD#: 1336886
IA
B
HIGHPOINT PLANNING PARTNERSCRD#: 316636 1136 SOUTH DELANO CT W
SUITE 201
CHICAGO, IL 60605
SUITE 201
CHICAGO, IL 60605
LPL FINANCIAL LLCCRD#: 6413 5600 N RIVER RD, STE 800
ROSEMONT, IL 60018
ROSEMONT, IL 60018
0
Disclosures
39
Years of Experience
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State Registrations
B
California 5/9/2014
B
Iowa 10/21/2024
B
Florida 5/9/2014
B
Massachusetts 1/6/2015
B
Illinois 5/9/2014
B
Michigan 5/9/2014
IA
Illinois 11/16/2021
B
Ohio 1/2/2020
B
Indiana 5/9/2014
B
Wisconsin 3/4/2015
SRO Registrations
B
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IA
Registered with this firm since 11/16/2021
B
Registered with this firm since 5/9/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/27/2021 - 12/31/2021 | Rosemont, IL | |
IA | 05/20/2014 - 08/27/2021 | Rosemont, IL | |
IA | 04/14/2004 - 05/21/2014 | CHICAGO, IL | |
B | 02/19/2004 - 05/21/2014 | CHICAGO, IL | |
IA | 02/02/2000 - 02/27/2004 | CHICAGO, IL | |
B | 07/23/1999 - 02/27/2004 | FORT WAYNE, IN | |
B | 03/24/1997 - 07/26/1999 | CINCINNATI, OH | |
B | 10/30/1986 - 03/24/1997 | WELLESLEY HILLS, MA | |
B | 10/11/1985 - 11/03/1986 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.