Individual Firm
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CRAIG CHARLES BENELL
CRD#: 1334727
IA
B
MORGAN STANLEYCRD#: 149777 1999 Avenue Of The Stars
Suite 2400
Los Angeles, CA 90067
Suite 2400
Los Angeles, CA 90067
View By:
5/10/1999
Customer Dispute
Settled
State Registrations
B
Arizona 8/16/2016
B
Nevada 8/16/2016
B
California 8/16/2016
B
New Jersey 8/2/2023
IA
California 8/16/2016
B
New Mexico 8/16/2016
B
Colorado 8/16/2016
B
New York 8/16/2016
B
District of Columbia 3/7/2018
B
Oregon 6/2/2020
B
Florida 8/16/2016
B
Pennsylvania 9/20/2019
B
Georgia 11/18/2022
B
South Carolina 9/17/2018
B
Idaho 8/16/2016
B
Tennessee 3/4/2019
B
Illinois 10/21/2021
B
Texas 8/16/2016
B
Massachusetts 8/12/2019
IA
Texas 8/16/2016
B
Michigan 2/8/2018
B
Wisconsin 6/28/2022
B
Missouri 1/24/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 8/16/2016
B
Registered with this firm since 8/16/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/16/1995 - 08/17/2016 | LOS ANGELES, CA | |
B | 02/21/1985 - 08/17/2016 | LOS ANGELES, CA |
LOS ANGELES, CA
08/16/1995 - 08/17/2016
LOS ANGELES, CA
02/21/1985 - 08/17/2016
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.