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FRANCIS CARLSON BARAZSU
FRANK CARLSON BARAZSU
CRD#: 1334353
IA
B
OSAIC WEALTH, INC.CRD#: 23131 30600 TELEGRAPH ROAD
SUITE 1350
BINGHAM FARMS, MI 48025
SUITE 1350
BINGHAM FARMS, MI 48025
0
Disclosures
40
Years of Experience
View By:
State Registrations
B
Florida 11/2/2018
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Michigan 11/2/2018
B
Illinois 9/13/2019
B
North Carolina 11/2/2018
IA
Illinois 9/17/2019
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North Carolina 11/2/2018
B
Iowa 1/16/2024
B
Texas 11/2/2018
B
Michigan 11/2/2018
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Texas 6/4/2024
SRO Registrations
B
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Registered with this firm since 11/2/2018
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Registered with this firm since 11/2/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/01/2011 - 11/02/2018 | SOUTHFIELD, MI | |
B | 01/10/2011 - 11/02/2018 | SOUTHFIELD, MI | |
IA | 05/28/2010 - 10/31/2011 | BLOOMFIELD, MI | |
B | 11/12/2002 - 01/18/2011 | BLOOMFIELD HILLS, MI | |
B | 12/16/1998 - 11/12/2002 | ATLANTA, GA | |
B | 03/13/1998 - 12/11/1998 | NEW YORK, NY | |
B | 03/13/1998 - 12/11/1998 | NEW YORK, NY | |
B | 12/05/1995 - 03/06/1998 | WARREN, MI | |
B | 02/20/1985 - 11/15/1995 | LARGO, FL |
BLOOMFIELD, MI
05/28/2010 - 10/31/2011
NEW YORK, NY
03/13/1998 - 12/11/1998
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.