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PETER EUGENE BLACK
CRD#: 1333774
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 OVERLOOK CENTER
SUITE 303
PRINCETON, NJ 08540
Registration History
1985199019952000200520102015202020252 FIRMS2011 - 2023 (11 years)2 FIRMS2023 - Present (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1985 - 2011 (26 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2007 - 2011 (4 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)1998 - 2005 (6 years)
License(s)

State Registrations

B
Arizona 2/17/2023

B
New Jersey 2/17/2023

B
California 2/17/2023

IA
New Jersey 2/17/2023

B
Colorado 3/3/2023

B
New York 2/17/2023

B
Connecticut 2/17/2023

B
North Carolina 2/17/2023

B
Florida 2/17/2023

B
Pennsylvania 2/17/2023

B
Georgia 2/17/2023

B
Rhode Island 2/17/2023

B
Illinois 2/17/2023

B
South Carolina 2/17/2023

B
Indiana 2/20/2023

B
Texas 2/17/2023

B
Maine 4/17/2024

IA
Texas 2/17/2023

B
Massachusetts 2/17/2023

B
Vermont 2/17/2023

B
Michigan 2/17/2023

B
Virginia 2/17/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 OVERLOOK CENTER SUITE 303, PRINCETON, NJ 08540
Registered with this firm since 2/17/2023

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 OVERLOOK CENTER SUITE 303, PRINCETON, NJ 08540
Registered with this firm since 2/17/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/17/2011 - 03/07/2023 MORGAN STANLEY (CRD#:149777) Lawrenceville, NJ
B
11/17/2011 - 03/07/2023 MORGAN STANLEY (CRD#:149777) Lawrenceville, NJ
IA
03/30/2007 - 11/18/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BRIDGEWATER, NJ
B
05/21/1985 - 11/18/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BRIDGEWATER, NJ
IA
06/09/1998 - 01/18/2005 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) BRIDGEWATER, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.