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H R FARRIS
H. REED FARRIS, H.REED FARRIS, HOWARD REED FARRIS, HREED FARRIS
CRD#: 1333476
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10000 AVALON BLVD
ALPHARETTA, GA 30009
Registration History
198519901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1989 - Present (35 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1985 - Present (40 years)
Disclosure(s)
View By:
9/29/2015
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 3/1/1999

B
North Carolina 1/7/1991

B
California 4/1/1985

B
Pennsylvania 6/9/1998

B
Colorado 6/7/2007

B
South Carolina 5/21/2018

B
Florida 12/13/1989

B
Tennessee 1/30/2015

B
Georgia 1/30/1985

B
Texas 4/7/1989

IA
Georgia 4/6/2004

IA
Texas 4/7/1989

B
Illinois 1/6/1994

B
Utah 11/9/2023

B
Missouri 4/21/2023

B
Virginia 12/1/2016

B
New York 7/2/2008

B
Washington 7/20/1995

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 4/7/1989

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
10000 AVALON BLVD, ALPHARETTA, GA 30009
Registered with this firm since 1/23/1985

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.