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Detailed Report
GEORGE KURT FINKBEINER
G KURT FINKBEINER
CRD#: 1332275
IA
Investment Adviser
B
Broker
HAZARD & SIEGEL ADVISORY SERVICES LLCCRD#: 151462 6075 EAST MOLLOY ROAD
SYRACUSE, NY 13211
HAZARD & SIEGEL, INC.CRD#: 2048 6075 EAST MOLLOY ROAD
SYRACUSE, NY 13211
Registration History
198519901995200020052010201520202025IAHAZARD & SIEGEL ADVISORY SERVI... (CRD# 151462)2021 - Present (3 years)BHAZARD & SIEGEL, INC. (CRD# 2048)2008 - Present (16 years)BTOWER SQUARE SECURITIES, INC. (CRD# 833)1996 - 2008 (12 years)BCADARET, GRANT & CO., INC. (CRD# 10641)1989 - 1996 (6 years)BCADARET, GRANT & CO., INC. (CRD# 16404)1986 - 1989 (3 years)BTRAVELERS EQUITIES SALES, INC. (CRD# 833)1985 - 1986 (1 year)
Disclosure(s)
View By:
4/6/2016
Financial
Final
11/6/2008
Employment Separation After Allegations
10/3/2008
Judgment / Lien
License(s)

State Registrations

B
New York 12/18/2008
B
North Carolina 1/27/2011
IA
New York 7/12/2021
B
Pennsylvania 12/18/2008

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HAZARD & SIEGEL ADVISORY SERVICES LLC (CRD#:151462)
6075 EAST MOLLOY ROAD, SYRACUSE, NY 13211
Registered with this firm since 7/12/2021
B
HAZARD & SIEGEL, INC. (CRD#:2048)
6075 EAST MOLLOY ROAD, SYRACUSE, NY 13211
Registered with this firm since 12/18/2008
Previous Registration(s)
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B
 05/31/1996 - 11/06/2008 TOWER SQUARE SECURITIES, INC. (CRD#:833) SYRACUSE, NY
B
 10/02/1989 - 05/28/1996 CADARET, GRANT & CO., INC. (CRD#:10641) SYRACUSE, NY
B
 05/19/1986 - 10/02/1989 CADARET, GRANT & CO., INC. (CRD#:16404)
B
 06/05/1985 - 07/21/1986 TRAVELERS EQUITIES SALES, INC. (CRD#:833)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.