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Detailed Report
JULIE KAY VOGT
JULIE K CANTONWINE, JULIE KAY VANSICKEL
CRD#: 1330159
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 600 3rd Avenue Southeast
Suite 100
Cedar Rapids, IA 52401
Registration History
199019952000200520102015202020252 FIRMS1990 - 1990 (<1 year)2 FIRMS2001 - 2008 (6 years)2 FIRMS2008 - 2008 (<1 year)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - Present (15 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)1996 - 2001 (4 years)BBRENTON BROKERAGE SERVICES, INC. (CRD# 29462)1995 - 1996 (1 year)BSECURITIES CORPORATION OF IOWA (CRD# 6945)1990 - 1995 (4 years)BKINGLAND CAPITAL CORPORATION (CRD# 16341)1989 - 1990 (<1 year)
License(s)

State Registrations

B
Arizona 5/23/2016
B
Missouri 8/9/2023
B
California 6/1/2009
B
Nevada 8/8/2023
B
Colorado 5/23/2016
B
New Hampshire 8/9/2023
B
Connecticut 11/21/2017
B
New Jersey 9/20/2017
B
Florida 6/1/2009
B
New Mexico 5/26/2023
IA
Florida 1/21/2014
B
New York 6/2/2022
B
Georgia 8/29/2023
B
North Carolina 8/9/2023
B
Hawaii 8/29/2023
B
Ohio 5/9/2017
B
Idaho 8/9/2023
B
Oklahoma 8/9/2023
B
Illinois 5/21/2016
B
Oregon 8/9/2023
B
Indiana 8/29/2023
B
Pennsylvania 8/9/2023
B
Iowa 6/1/2009
B
Texas 1/6/2021
IA
Iowa 6/1/2009
IA
Texas 1/7/2021
B
Kansas 6/6/2017
B
Utah 8/8/2023
B
Louisiana 8/9/2023
B
Virginia 8/8/2023
B
Massachusetts 10/7/2019
B
Washington 6/1/2009
B
Michigan 7/10/2014
B
Wisconsin 6/1/2009
B
Minnesota 8/5/2022
B
Wyoming 8/8/2023

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
600 3rd Avenue Southeast Suite 100, Cedar Rapids, IA 52401
7811 University Pointe Drive Suite 100, Fort Myers, FL 33907
Registered with this firm since 6/1/2009
B
MORGAN STANLEY (CRD#:149777)
600 3rd Avenue Southeast Suite 100, Cedar Rapids, IA 52401
7811 University Pointe Drive Suite 100, Fort Myers, FL 33907
Registered with this firm since 6/1/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/20/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CEDAR RAPIDS, IA
B
 04/07/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CEDAR RAPIDS, IA
IA
 01/01/2008 - 04/08/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) CEDAR RAPIDS, IA
B
 01/01/2008 - 04/08/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) CEDAR RAPIDS, IA
B
 06/29/2001 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) CEDAR RAPIDS, IA
IA
 09/04/2001 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) CEDAR RAPIDS, IA
B
 09/16/1996 - 07/18/2001 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) MILWAUKEE, WI
B
 01/27/1995 - 09/25/1996 BRENTON BROKERAGE SERVICES, INC. (CRD#:29462) PLYMOUTH, MN
B
 12/03/1990 - 02/02/1995 SECURITIES CORPORATION OF IOWA (CRD#:6945) CEDAR RAPIDS, IA
B
 09/04/1990 - 12/05/1990 KEMPER SECURITIES GROUP, INC. (CRD#:19616) ST. LOUIS, MO
B
 01/09/1990 - 09/04/1990 BLUNT ELLIS & LOEWI INCORPORATED (CRD#:7580)
B
 11/24/1989 - 01/09/1990 KINGLAND CAPITAL CORPORATION (CRD#:16341)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.