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ALICIA ANDERSON
ALICIA JACKSON, ALICIA O'NEAL
CRD#: 1329661
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 8585 BROADWAY STE 800
MERRILLVILLE, IN 46410
Registration History
1998200020022004200620082010201220142016201820202022202420262 FIRMS2014 - 2016 (1 year)2 FIRMS2017 - Present (8 years)BCOMERICA SECURITIES (CRD# 17079)2010 - 2013 (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1997 - 2009 (11 years)
License(s)

State Registrations

B
Arkansas 9/14/2021

B
Michigan 2/13/2017

B
Florida 1/23/2025

IA
Michigan 2/13/2017

B
Indiana 4/10/2024

B
New York 11/12/2024

IA
Indiana 4/10/2024

B
Utah 9/14/2021

B
Massachusetts 9/14/2021

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
8585 BROADWAY STE 800, MERRILLVILLE, IN 46410
Registered with this firm since 2/13/2017

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
8585 BROADWAY STE 800, MERRILLVILLE, IN 46410
Registered with this firm since 2/13/2017

Previous Registration(s)
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IA
12/23/2014 - 01/04/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TROY, MI
B
12/10/2014 - 01/04/2016 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) TROY, MI
B
07/28/2010 - 11/14/2013 COMERICA SECURITIES (CRD#:17079) DETROIT, MI
B
09/23/1997 - 03/18/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.