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JOHN GATTULLI
CRD#: 1329394
IA
B
CADARET GRANT & CO INCCRD#: 10641 132 SOUTH SWAN STREET
ALBANY, NY 12210
ALBANY, NY 12210
0
Disclosures
39
Years of Experience
View By:
State Registrations
B
Arizona 11/25/2019
B
New York 12/6/1991
B
California 1/16/2024
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New York 5/4/2021
B
Connecticut 2/20/2002
B
North Carolina 10/11/2007
B
Florida 8/23/2006
B
Oregon 7/26/1999
B
Georgia 9/20/2006
B
Pennsylvania 11/20/2001
B
Kansas 1/8/2024
B
South Carolina 1/4/2021
B
Maine 4/5/2024
B
Tennessee 1/8/2024
B
Maryland 1/16/2024
B
Texas 1/5/2017
B
Massachusetts 4/12/2005
B
Washington 1/23/2025
B
New Jersey 5/21/2007
SRO Registrations
B
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IA
Registered with this firm since 5/4/2021
B
Registered with this firm since 12/6/1991
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/04/1991 - 12/12/1991 | RED BANK, NJ | |
B | 03/15/1991 - 09/10/1991 | ST. PETERSBURG, FL | |
B | 08/10/1988 - 03/20/1991 | APPLETON, WI | |
B | 01/20/1987 - 08/16/1988 | ||
B | 01/30/1986 - 02/23/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.