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JOAN D SIEGEL
JOAN DIANE SIEGAL, JOAN DIANE SIEGEL
CRD#: 1327267
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 212-45 26TH AVE STE 5
BAYSIDE, NY 11360
CETERA ADVISOR NETWORKS LLCCRD#: 13572 212-45 26TH AVE STE 5
BAYSIDE, NY 11360
Registration History
198519901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2013 - Present (11 years)BWALNUT STREET SECURITIES, INC. (CRD# 15840)2003 - 2013 (10 years)BNATHAN & LEWIS SECURITIES, INC. (CRD# 8503)1994 - 2003 (8 years)BRELIASTAR FINANCIAL MARKETING ... (CRD# 4234)1985 - 1994 (9 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2020 - 2023 (3 years)IANATHAN & LEWIS SECURITIES, INC. (CRD# 8503)1995 - 2003 (8 years)
License(s)

State Registrations

B
California 9/3/2013

B
New York 9/3/2013

B
Colorado 1/5/2017

IA
New York 6/29/2023

B
Connecticut 9/3/2013

B
North Carolina 9/6/2023

B
Delaware 12/7/2018

B
Pennsylvania 9/3/2013

B
Florida 9/3/2013

B
South Carolina 9/3/2013

B
Georgia 11/12/2021

B
Texas 9/3/2013

B
Illinois 12/7/2018

IA
Texas 6/29/2023

B
Maine 9/3/2013

B
Virginia 9/3/2013

B
Nevada 9/3/2013

B
Wisconsin 5/8/2023

B
New Jersey 9/3/2013

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
212-45 26TH AVE STE 5, BAYSIDE, NY 11360
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
212-45 26TH AVE STE 5, BAYSIDE, NY 11360
Registered with this firm since 9/3/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/17/2020 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
B
08/01/2003 - 09/03/2013 WALNUT STREET SECURITIES, INC. (CRD#:15840) BAYSIDE, NY
B
12/22/1994 - 08/01/2003 NATHAN & LEWIS SECURITIES, INC. (CRD#:8503) NEW YORK, NY
IA
01/10/1995 - 01/28/2003 NATHAN & LEWIS SECURITIES, INC. (CRD#:8503) BAYSIDE, NY
B
01/31/1985 - 12/22/1994 RELIASTAR FINANCIAL MARKETING CORP. (CRD#:4234) SEATTLE, WA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.