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Detailed Report
LINDA BRANDI MOZZONE
LINDA ANNA BRANDI, LINDA BRANDICONSDORF, LINDA BRANDI CONSDORF, LINDA BRANDT CONSDORF, LINDA BRANDI CONSDORF-MOZZONE…
CRD#: 1326342
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 LIBERTYVILLE, IL
Registration History
1985199019952000200520102015202020252 FIRMS1998 - 1998 (<1 year)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - Present (16 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1999 - 2008 (8 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1998 - 1999 (<1 year)BMONEY CONCEPTS CAPITAL CORP (CRD# 12963)1996 - 1998 (1 year)BKEMPER DISTRIBUTORS, INC. (CRD# 37306)1995 - 1995 (<1 year)BKEMPER FINANCIAL SERVICES, INC. (CRD# 798)1985 - 1995 (9 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)2000 - 2008 (7 years)
License(s)

State Registrations

B
Arizona 7/11/2017
B
Michigan 1/16/2009
B
California 1/16/2009
B
Nebraska 5/4/2010
B
Colorado 2/16/2010
B
New York 1/16/2009
B
Florida 1/20/2015
B
Oregon 1/16/2009
B
Illinois 1/16/2009
B
Virginia 1/16/2009
IA
Illinois 1/16/2009
B
Washington 12/5/2022
B
Indiana 1/16/2009
B
Wisconsin 1/16/2009
B
Maryland 7/18/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
LIBERTYVILLE, IL
LIBERTYVILLE, IL
Registered with this firm since 1/16/2009
B
LPL FINANCIAL LLC (CRD#:6413)
LIBERTYVILLE, IL
LIBERTYVILLE, IL
Registered with this firm since 1/16/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/01/2008 - 02/10/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) LAKE FOREST, IL
B
 01/01/2008 - 02/10/2009 WACHOVIA SECURITIES, LLC (CRD#:19616) LAKE FOREST, IL
B
 03/09/1999 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LAKE FOREST, IL
IA
 12/20/2000 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) LAKE FOREST, IL
B
 09/24/1998 - 02/19/1999 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 05/16/1998 - 09/10/1998 THE CONCORD EQUITY GROUP, LLC (CRD#:14569) ISELIN, NJ
B
 04/07/1998 - 08/12/1998 EMISSARY FINANCIAL GROUP, INC. (CRD#:44568) MENTOR, OH
B
 05/30/1996 - 03/17/1998 MONEY CONCEPTS CAPITAL CORP (CRD#:12963) PALM BEACH GARDENS, FL
B
 02/01/1995 - 11/22/1995 KEMPER DISTRIBUTORS, INC. (CRD#:37306) CHICAGO, IL
B
 10/23/1985 - 02/01/1995 KEMPER FINANCIAL SERVICES, INC. (CRD#:798)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.