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LAWRENCE DAVID SHAW
LARRY SHAW
CRD#: 1325285
IA
Investment Adviser
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Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1800 JOHN F KENNEDY BLVD
SUITE 800
PHILADELPHIA, PA 19103
CETERA INVESTMENT SERVICES LLCCRD#: 15340 1800 JOHN F KENNEDY BLVD
SUITE 800
PHILADELPHIA, PA 19103
Registration History
1985199019952000200520102015202020252 FIRMS2012 - 2022 (9 years)2 FIRMS2024 - Present (1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1995 - 2012 (17 years)BOLDE DISCOUNT CORPORATION (CRD# 5979)1991 - 1993 (2 years)BFIRST INVESTORS CORPORATION (CRD# 305)1984 - 1991 (6 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1989 - 1990 (<1 year)BBOENNING & SCATTERGOOD, INC. (CRD# 100)1986 - 1989 (2 years)BFIRST JERSEY SECURITIES, INC. (CRD# 6621)1984 - 1986 (1 year)IAMERCER GLOBAL ADVISORS INC. (CRD# 147363)2022 - 2024 (1 year)
Disclosure(s)
View By:
7/17/2012
Employment Separation After Allegations
License(s)

State Registrations

B
New Jersey 7/17/2024

B
Pennsylvania 1/10/2024

IA
Pennsylvania 1/9/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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CETERA INVESTMENT SERVICES LLC (CRD#:15340)
1800 JOHN F KENNEDY BLVD SUITE 800, PHILADELPHIA, PA 19103
PHILADELPHIA, PA
Registered with this firm since 1/9/2024

IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1800 JOHN F KENNEDY BLVD SUITE 800, PHILADELPHIA, PA 19103
PHILADELPHIA, PA
Registered with this firm since 1/9/2024

Previous Registration(s)
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03/29/2022 - 01/04/2024 MERCER GLOBAL ADVISORS INC. (CRD#:147363) Cherry Hill, NJ
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09/05/2012 - 07/12/2022 CORDASCO FINANCIAL NETWORK, INC. (CRD#:159544) SOUTHAMPTON, PA
B
10/01/2012 - 04/01/2022 ANDREW GARRETT INC. (CRD#:29931) Southhampton, PA
B
02/13/1995 - 08/07/2012 CHARLES SCHWAB & CO., INC. (CRD#:5393) PHILADELPHIA, PA
B
01/11/1991 - 09/02/1993 OLDE DISCOUNT CORPORATION (CRD#:5979) DETROIT, MI
B
12/18/1984 - 11/26/1991 FIRST INVESTORS CORPORATION (CRD#:305)
B
10/30/1989 - 09/07/1990 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
B
09/15/1986 - 05/24/1989 BOENNING & SCATTERGOOD, INC. (CRD#:100) WEST CONSHOHOCKEN, PA
B
12/18/1984 - 04/16/1986 FIRST JERSEY SECURITIES, INC. (CRD#:6621)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.