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JOSHUA VICTOR HARON
JOSHUA V HARON
CRD#: 1325084
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Investment Adviser
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Previous Broker
HARON CAPITAL MANAGEMENT, LLCCRD#: 298059 CAPE CANAVERAL, FL
Registration History
199019952000200520102015202020252 FIRMS1989 - 1989 (<1 year)2 FIRMS2008 - 2012 (4 years)2 FIRMS2012 - 2018 (6 years)IAHARON CAPITAL MANAGEMENT, LLC (CRD# 298059)2021 - Present (3 years)BSTRATTON OAKMONT INC. (CRD# 18692)1990 - 1992 (1 year)BBEAR, STEARNS & CO. INC. (CRD# 79)1989 - 1990 (<1 year)BDREXEL BURNHAM LAMBERT INCORPO... (CRD# 7323)1988 - 1989 (1 year)BOPPENHEIMER & CO., INC. (CRD# 630)1988 - 1988 (<1 year)BL. F. ROTHSCHILD & CO. INCORPO... (CRD# 501)1986 - 1988 (1 year)BKURZ-LIEBOW & COMPANY, INC. (CRD# 496)1986 - 1986 (<1 year)
Disclosure(s)
View By:
8/19/1991
Customer Dispute
Settled
License(s)

State Registrations

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Florida 8/13/2024

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Puerto Rico 2/18/2025

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New York 3/6/2021

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Texas 10/1/2021

Current Registration(s)
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HARON CAPITAL MANAGEMENT, LLC (CRD#:298059)
CAPE CANAVERAL, FL
Registered with this firm since 3/6/2021

Previous Registration(s)
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06/22/2012 - 12/13/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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06/22/2012 - 12/13/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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07/15/2008 - 07/02/2012 CHARLES SCHWAB & CO., INC. (CRD#:5393) NEW YORK CITY, NY
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05/27/2008 - 07/02/2012 CHARLES SCHWAB & CO., INC. (CRD#:5393) NEW YORK CITY, NY
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08/01/1990 - 02/11/1992 STRATTON OAKMONT INC. (CRD#:18692)
FINRA expelled the firm on 06/29/1998
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09/01/1989 - 08/15/1990 BEAR, STEARNS & CO. INC. (CRD#:79)
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08/25/1989 - 10/10/1989 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471)
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05/17/1989 - 08/25/1989 THOMSON MCKINNON SECURITIES INC. (CRD#:829)
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02/08/1988 - 06/05/1989 DREXEL BURNHAM LAMBERT INCORPORATED (CRD#:7323)
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01/29/1988 - 02/18/1988 OPPENHEIMER & CO., INC. (CRD#:630)
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03/06/1986 - 02/18/1988 L. F. ROTHSCHILD & CO. INCORPORATED (CRD#:501)
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01/28/1986 - 02/12/1986 KURZ-LIEBOW & COMPANY, INC. (CRD#:496)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.