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Detailed Report
STEVEN CHARLES JOHNSON
CRD#: 1320833
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 2261 FOX HEIGHTS LANE
GREEN BAY, WI 54304
Registration History
1985199019952000200520102015202020252 FIRMS2017 - 2024 (6 years)2 FIRMS2024 - Present (1 year)BSII INVESTMENTS, INC. (CRD# 2225)1995 - 2017 (22 years)BHARBOUR INVESTMENTS, INC. (CRD# 19258)1990 - 1995 (5 years)BSECURA INVESTMENTS, INC. (CRD# 2225)1984 - 1990 (5 years)IASII INVESTMENTS, INC. (CRD# 2225)2007 - 2017 (10 years)
License(s)

State Registrations

B
Arizona 1/19/2024
B
Minnesota 1/19/2024
B
California 1/19/2024
IA
Minnesota 1/19/2024
B
Florida 1/19/2024
B
Missouri 1/19/2024
IA
Florida 1/19/2024
B
Oregon 1/19/2024
B
Iowa 1/19/2024
B
Wisconsin 1/19/2024
B
Kansas 1/19/2024
IA
Wisconsin 1/19/2024
B
Michigan 1/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
2261 FOX HEIGHTS LANE, GREEN BAY, WI 54304
Registered with this firm since 1/19/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
2261 FOX HEIGHTS LANE, GREEN BAY, WI 54304
Registered with this firm since 1/19/2024
Previous Registration(s)
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IA
 10/31/2017 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) GREEN BAY, WI
B
 10/31/2017 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) GREEN BAY, WI
IA
 02/01/2007 - 11/01/2017 SII INVESTMENTS, INC. (CRD#:2225) GREEN BAY, WI
B
 10/20/1995 - 11/01/2017 SII INVESTMENTS, INC. (CRD#:2225) GREEN BAY, WI
B
 07/12/1990 - 10/20/1995 HARBOUR INVESTMENTS, INC. (CRD#:19258) MADISON, WI
B
 11/15/1984 - 07/23/1990 SECURA INVESTMENTS, INC. (CRD#:2225) APPLETON, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.