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KATHRYN ANN CRICHTON
KATHY ANN CRICHTON, KATHY CRICHTON, KATHRYN ANN DIEHL, KATHY DIEHL
CRD#: 1320433
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 8383 Preston Center Plaza
Suite 400
Dallas, TX 75225
Registration History
1985199019952000200520102015202020252 FIRMS1988 - 1991 (2 years)2 FIRMS2010 - Present (14 years)BDEUTSCHE BANK SECURITIES INC. (CRD# 2525)2007 - 2010 (2 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2004 - 2007 (3 years)BBEAR, STEARNS & CO. INC. (CRD# 79)1994 - 2004 (9 years)BCULLUM & SANDOW SECURITIES, INC. (CRD# 15836)1992 - 1992 (<1 year)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1984 - 1988 (3 years)IADEUTSCHE BANK SECURITIES INC. (CRD# 2525)2008 - 2010 (2 years)
License(s)

State Registrations

B
Alabama 1/27/2011

B
Nebraska 1/27/2011

B
Alaska 1/27/2011

B
Nevada 1/27/2011

B
Arizona 1/27/2011

B
New Hampshire 1/27/2011

B
Arkansas 1/27/2011

B
New Jersey 1/27/2011

B
California 1/27/2011

B
New Mexico 1/27/2011

B
Colorado 1/27/2011

B
New York 1/27/2011

B
Connecticut 1/27/2011

B
North Carolina 1/27/2011

B
Delaware 1/27/2011

B
North Dakota 1/27/2011

B
District of Columbia 1/27/2011

B
Ohio 1/27/2011

B
Florida 1/27/2011

B
Oklahoma 1/27/2011

B
Georgia 1/27/2011

B
Oregon 1/27/2011

B
Hawaii 1/27/2011

B
Pennsylvania 1/27/2011

B
Idaho 1/27/2011

B
Puerto Rico 1/27/2011

B
Illinois 1/27/2011

B
Rhode Island 1/27/2011

B
Indiana 1/27/2011

B
South Carolina 1/27/2011

B
Iowa 1/27/2011

B
South Dakota 1/27/2011

B
Kansas 1/27/2011

B
Tennessee 1/27/2011

B
Kentucky 1/27/2011

B
Texas 9/30/2010

B
Louisiana 1/27/2011

IA
Texas 9/30/2010

B
Maine 1/27/2011

B
Utah 1/27/2011

B
Maryland 1/27/2011

B
Vermont 1/27/2011

B
Massachusetts 1/27/2011

B
Virginia 1/27/2011

B
Michigan 1/27/2011

B
Washington 1/27/2011

B
Minnesota 1/27/2011

B
West Virginia 1/27/2011

B
Mississippi 1/27/2011

B
Wisconsin 1/27/2011

B
Missouri 1/27/2011

B
Wyoming 1/27/2011

B
Montana 1/27/2011

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
8383 Preston Center Plaza Suite 400, Dallas, TX 75225
Registered with this firm since 9/30/2010

B
MORGAN STANLEY (CRD#:149777)
8383 Preston Center Plaza Suite 400, Dallas, TX 75225
Registered with this firm since 9/30/2010

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/19/2008 - 08/02/2010 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) DALLAS, TX
B
10/04/2007 - 08/02/2010 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) DALLAS, TX
B
01/13/2004 - 08/30/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) DALLAS, TX
B
09/13/1994 - 01/23/2004 BEAR, STEARNS & CO. INC. (CRD#:79) NEW YORK, NY
B
03/02/1992 - 12/31/1992 CULLUM & SANDOW SECURITIES, INC. (CRD#:15836) DALLAS, TX
B
10/11/1988 - 09/04/1991 RAUSCHER PIERCE REFSNES, INC. (CRD#:6663)
B
07/15/1988 - 09/04/1991 RAUSCHER PIERCE REFSNES, INC. (CRD#:6663) DALLAS, TX
B
12/19/1984 - 01/18/1988 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.