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PHILIP ELIOT KIMMEL
CRD#: 1320105
IA
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WELLS FARGO ADVISORSCRD#: 19616 2500 WESTCHESTER AVE STES 201 & 203
PURCHASE, NY 10577
PURCHASE, NY 10577
0
Disclosures
40
Years of Experience
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State Registrations
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California 5/13/2005
B
New York 5/13/2005
B
Connecticut 5/13/2005
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New York 11/7/2022
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Connecticut 8/8/2005
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North Carolina 10/11/2022
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Florida 5/13/2005
B
Pennsylvania 3/12/2007
B
Massachusetts 5/19/2005
B
Rhode Island 9/18/2019
B
Missouri 9/24/2020
B
Virginia 9/19/2007
B
Nevada 5/19/2005
B
Washington 4/19/2006
B
New Jersey 5/13/2005
SRO Registrations
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B
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B
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Registered with this firm since 8/8/2005
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Registered with this firm since 5/13/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/24/1994 - 05/26/2005 | NEW YORK, NY | |
B | 05/27/1993 - 06/27/1994 | PURCHASE, NY | |
B | 05/21/1990 - 05/28/1993 | APPLETON, WI | |
B | 06/19/1989 - 05/31/1990 | BOCA RATON, FL | |
B | 08/05/1987 - 05/09/1989 | ||
B | 11/21/1984 - 09/22/1987 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.